DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sykon Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph P Castiglie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sykon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 15, 2023 | Jun 2, 2023 |
| Stephen Michael Ruvituso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sykon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 5, 2023 | Aug 3, 2023 (59 d) |
| Todd Andrew Stankiewicz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sykon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 5, 2023 | Jun 2, 2023 |
| Shawn Michael Teufel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sykon Capital LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 5, 2023 | Jul 17, 2023 (42 d) |
| Matthew Chung | Citigroup Global Markets Inc. BD affiliated | Sykon Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | Apr 10, 2026 (1438 d) |
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5 moves match.