DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Covingtonalsina
Legal name Covingtonalsina, LLC
Latest filing Aug 26, 2026
First filing on the tape May 18, 2023 · 25 filings
SEC status approved since Jun 20, 2023
RAUM
$283M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$281M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$70.7M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$283M as of Aug 26, 2026
Mar 13, 2024$149M then
HNW client RAUM$177M as of Aug 26, 2026
Mar 13, 2024$97.7M then
State-registered IARs (5.B.3)4 as of Aug 26, 2026
Mar 13, 20244 then
Employees (5.A)10 as of Aug 26, 2026
Mar 13, 20245 then
Private funds: no history
RAUM +49% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $70.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 309derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $227,986derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +162%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$177M63%
- Individuals$104M37%
- Charitable organizations$1.0M0.4%
- Corporations and businesses$634,3310.2%
- Pension and profit-sharing plans$146,7980.1%
- Individual clients
- 1,146reported
- HNW clients
- 90reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 1,241reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ann M. CovingtonCertified Financial Planner | Jacksonville, Fl | Jun 26, 2023 | 22 y | 3 |
| Nicole Mulea | Annapolis, Md | Jan 3, 2025 | 13 y | 0 |
| John Lawrence Grant | Jacksonville, Fl | Apr 22, 2025 | 12 y | 1 |
| Heather Megan AnthonyCertified Financial Planner | Annapolis, Md | Nov 17, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Jennifer Pasterczyk to Edward JonesMay 7, 2025 · RIA to affiliated broker-dealer or bank
- Gunnar Nathan Laasanen to Impact Partnership Wealth, LLCNov 25, 2024 · RIA to RIA
Joined, latest
- John Lawrence Grant from Great Valley Advisor Group, LLCApr 22, 2025 · RIA to RIA
- Jennifer Pasterczyk from Camarda Wealth Advisory GroupSep 24, 2024 · RIA to RIA
- Ann M. Covington from Great Valley Advisor Group, LLCJun 26, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Great Valley Advisor Group, LLCJun 26, 2023 · Annapolis, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M. Ann Covington · Managing Member And Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 4 | 1 | 0 | ||
| Annapolis, Md | 3 | 1 | 0 | ||
| Ponte Vedra Beach, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 26, 2026private clients per advisor of 309.0 against a peer median of 57.3 (3075 comparable advisers, 99.0th percentile, 7.2 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 99% percentile
- client count surgeChange between filings · filing Apr 17, 2026individual and HNW clients (Item 5.D) moved from 471.0 to 1,236.0 (+162.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +3.0% (3310 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 100% percentile
- RAUM up 25 %Change between filings · filing Apr 17, 2026RAUM (Item 5.F) moved from $189,339,339 to $282,930,732 (+49.0%) between the annual amendments of 2025-03-12 and 2026-04-17; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Apr 17, 2026 to Aug 26, 2026
- Employees · 5 to 10Apr 17, 2026 to Aug 26, 2026
- State-registered IARs · 5 to 4Apr 17, 2026 to Aug 26, 2026
- Advisory activities · 4 to 5Feb 3, 2026 to Mar 2, 2026
- Accounts · 1,099 to 1,241Dec 10, 2025 to Feb 3, 2026
- Advisory activities · 6 to 4Dec 10, 2025 to Feb 3, 2026
- HNW clients · 62 to 90Dec 10, 2025 to Feb 3, 2026
- Individual clients · 409 to 1,146Dec 10, 2025 to Feb 3, 2026
- Discretionary RAUM · $189M to $283MDec 10, 2025 to Feb 3, 2026
- HNW RAUM · $103M to $177MDec 10, 2025 to Feb 3, 2026
- Individual RAUM · $84.4M to $104MDec 10, 2025 to Feb 3, 2026
- Pension RAUM · $132,472 to $146,798Dec 10, 2025 to Feb 3, 2026
- RAUM · $189M to $283MDec 10, 2025 to Feb 3, 2026
- Advisory employees · 4 to 5Sep 23, 2025 to Dec 10, 2025
- Employees · 4 to 5Sep 23, 2025 to Dec 10, 2025
- State-registered IARs · 4 to 5Sep 23, 2025 to Dec 10, 2025
- Advisory employees · 3 to 4Jul 25, 2025 to Sep 23, 2025
- Employees · 3 to 4Jul 25, 2025 to Sep 23, 2025
- State-registered IARs · 3 to 4Jul 25, 2025 to Sep 23, 2025
- Succession · true to falseJul 25, 2025 to Sep 23, 2025
- Financial planning clients · More than 500 to More than 500May 7, 2025 to Jul 25, 2025
- Succession · false to trueMay 7, 2025 to Jul 25, 2025
- Advisory employees · 4 to 3Mar 12, 2025 to May 7, 2025
- Employees · 4 to 3Mar 12, 2025 to May 7, 2025
- State-registered IARs · 4 to 3Mar 12, 2025 to May 7, 2025
- Accounts · 948 to 1,099Nov 25, 2024 to Mar 12, 2025
- Advisory activities · 5 to 6Nov 25, 2024 to Mar 12, 2025
- Charity clients · 0 to 3Nov 25, 2024 to Mar 12, 2025
- Corporate clients · 0 to 1Nov 25, 2024 to Mar 12, 2025
- HNW clients · 79 to 62Nov 25, 2024 to Mar 12, 2025
- Individual clients · 346 to 409Nov 25, 2024 to Mar 12, 2025
- Pension plan clients · 0 to 1Nov 25, 2024 to Mar 12, 2025
- Financial planning clients · 251-500 to More than 500Nov 25, 2024 to Mar 12, 2025
- HQ city · ANNAPOLIS to JACKSONVILLENov 25, 2024 to Mar 12, 2025
- HQ state · MD to FLNov 25, 2024 to Mar 12, 2025
- Other offices · 0 to 1Nov 25, 2024 to Mar 12, 2025
- Discretionary RAUM · $149M to $189MNov 25, 2024 to Mar 12, 2025
- HNW RAUM · $97.7M to $103MNov 25, 2024 to Mar 12, 2025
- Individual RAUM · $51.2M to $84.4MNov 25, 2024 to Mar 12, 2025
- Pension RAUM · $0 to $132,472Nov 25, 2024 to Mar 12, 2025
Signals
5 dated events
- Covingtonalsina reported succeeding to the business of Covingtonalsina (Form ADV Item 4)Jul 25, 2025 · Succession (Item 4) · fact
- Jennifer Pasterczyk left Covingtonalsina for Edward Jones (registered 2025-06-23)May 7, 2025 · Advisor changed firm · fact
- Gunnar Nathan Laasanen left Covingtonalsina for Impact Partnership Wealth, Llc (registered 2024-12-11)Nov 25, 2024 · Advisor changed firm · fact
- 2 advisors left Great Valley Advisor Group, LLC (Annapolis, MD) for Covingtonalsina on the same dayJun 26, 2023 · Team lift-out · derived
- Covingtonalsina filed its initial SEC registration (Form ADV)May 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jriley@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- strout@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ccurran@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ebelcher@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- erojas@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jlast@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kgalvin@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- nclarke@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ann@covingtonalsina.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 904-449-7326reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-457-7165reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026