DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• F••••• W•••••• L••
Latest filing Mar 23, 2026
First filing on the tape Jul 18, 2023 · 8 filings
SEC status approved since Aug 18, 2023
RAUM
$257M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$257M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$64.2M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$257M as of Mar 23, 2026
Mar 20, 2024$215M then
HNW client RAUM$40.7M as of Mar 23, 2026
Mar 20, 2024$148M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Mar 20, 20242 then
Employees (5.A)7 as of Mar 23, 2026
Mar 20, 20245 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $64.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 268derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $239,274derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +195%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $257MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$216M84%
- High-net-worth individuals$40.7M16%
- Individual clients
- 1,060reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,074reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• B•••• H•••••Certified Financial Planner | Friendswood, Tx | Oct 3, 2023 | 20 y | 2 |
| S•••• H••••• B•••••• | Friendswood, Tx | Oct 6, 2023 | 26 y | 2 |
| K•••••• A••••• C••••• | Friendswood, Tx | Feb 7, 2025 | 11 y | 2 |
| M•••••• B••• S••••• | Friendswood, Tx | Jan 23, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• A••••• C••••• from F••••• I•••••••••Feb 7, 2025 · RIA to RIA
- S•••• H••••• B•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 6, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- H••••• B•••• H••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 3, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 3, 2023 · Friendswood, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• H•••••• B•••• · Principal And Chief Compliance Officercontrolsince 07/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Friendswood, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 23, 2026private clients per advisor of 268.0 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.0 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 363.0 to 1,072.0 (+195.0%) between the annual amendments of 2025-02-26 and 2026-03-23; the peer median change was +3.0% (3309 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 100% percentile
- business activity changedChange between filings · filing Mar 23, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-02-26, no on the filing of 2026-03-23peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 36.0% to 16.0% between the annual amendments of 2025-02-26 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 975 to 1,074Feb 26, 2025 to Mar 23, 2026
- Advisory activities · 4 to 3Feb 26, 2025 to Mar 23, 2026
- HNW clients · 44 to 12Feb 26, 2025 to Mar 23, 2026
- Individual clients · 319 to 1,060Feb 26, 2025 to Mar 23, 2026
- Employees · 6 to 7Feb 26, 2025 to Mar 23, 2026
- Discretionary RAUM · $225M to $256MFeb 26, 2025 to Mar 23, 2026
- HNW RAUM · $82.9M to $40.7MFeb 26, 2025 to Mar 23, 2026
- Individual RAUM · $146M to $216MFeb 26, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $3.8M to $1.2MFeb 26, 2025 to Mar 23, 2026
- RAUM · $229M to $257MFeb 26, 2025 to Mar 23, 2026
- Accounts · 992 to 975May 1, 2024 to Feb 26, 2025
- Advisory employees · 2 to 3May 1, 2024 to Feb 26, 2025
- HNW clients · 65 to 44May 1, 2024 to Feb 26, 2025
- Individual clients · 243 to 319May 1, 2024 to Feb 26, 2025
- Employees · 5 to 6May 1, 2024 to Feb 26, 2025
- Financial planning clients · 0 to 251-500May 1, 2024 to Feb 26, 2025
- State-registered IARs · 2 to 3May 1, 2024 to Feb 26, 2025
- Discretionary RAUM · $215M to $225MMay 1, 2024 to Feb 26, 2025
- HNW RAUM · $148M to $82.9MMay 1, 2024 to Feb 26, 2025
- Individual RAUM · $67.0M to $146MMay 1, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $0 to $3.8MMay 1, 2024 to Feb 26, 2025
- RAUM · $215M to $229MMay 1, 2024 to Feb 26, 2025
- Accounts · 997 to 992Dec 20, 2023 to Mar 20, 2024
- Charity clients · 1.0 to unsetDec 20, 2023 to Mar 20, 2024
- HNW clients · 62 to 65Dec 20, 2023 to Mar 20, 2024
- Individual clients · 241 to 243Dec 20, 2023 to Mar 20, 2024
- Employees · 4 to 5Dec 20, 2023 to Mar 20, 2024
- Discretionary RAUM · $203M to $215MDec 20, 2023 to Mar 20, 2024
- HNW RAUM · $138M to $148MDec 20, 2023 to Mar 20, 2024
- Individual RAUM · $64.6M to $67.0MDec 20, 2023 to Mar 20, 2024
- RAUM · $203M to $215MDec 20, 2023 to Mar 20, 2024
- Accounts · 0 to 997Aug 10, 2023 to Dec 15, 2023
- Business name · S•• F•••••••• S•••••••• L•• to T•••• F••••• W•••••• L••Aug 10, 2023 to Dec 15, 2023
- Charity clients · unset to 1.0Aug 10, 2023 to Dec 15, 2023
- HNW clients · unset to 62.0Aug 10, 2023 to Dec 15, 2023
- Individual clients · unset to 241.0Aug 10, 2023 to Dec 15, 2023
- Legal name · S•• F•••••••• S•••••••• L•• to T•••• F••••• W•••••• L••Aug 10, 2023 to Dec 15, 2023
- Discretionary RAUM · $0 to $203MAug 10, 2023 to Dec 15, 2023
- HNW RAUM · unset to 138001341.0Aug 10, 2023 to Dec 15, 2023
- Individual RAUM · unset to 64614407.0Aug 10, 2023 to Dec 15, 2023
Signals
2 dated events
- 2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Friendswood, TX) for T•••• F••••• W•••••• L•• on the same dayOct 3, 2023 · Team lift-out · derived
- S•• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Jul 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• F••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 281-482-3100reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/texas-family-wealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (281) 482-3100reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026