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A••••••• A••••••• L••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $16.0M of regulatory assets across 2 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$16.0M
Form ADV
Advisors
2
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
100% of RAUM, $16.0M
Form ADV
Advisors (2)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 327627 · SEC 801-128541 · 24 filingsShow
CRD 327627SEC 801-128541First filing on the tape Jul 10, 2023, latest Aug 25, 2026SEC status 120-day approval since Aug 14, 2023IAPD
RAUM
$16.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$16.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$8.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$16.0M as of Aug 25, 2026
Mar 26, 2024$0 then
HNW client RAUM$16.0M as of Aug 25, 2026
Mar 31, 2026$16.0M then
State-registered IARs (5.B.3)2 as of Aug 25, 2026
Mar 26, 20242 then
Employees (5.A)2 as of Aug 25, 2026
Mar 26, 20242 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$8.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$16.0M100%
Individual clients
n/areported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
E••••• D••••• M••••San Juan, PrOct 27, 202326 y0
C•••••••• E•••••• D• B•••••••••West Palm Beach, FlJan 16, 202424 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • D• B••••••••• C••••••••• E•••••• · Managing Partner & Chief Compliance Officercontrol
      since 06/2023 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • New York, NY1 employees
    • West Palm Beach, FL1 employees
    What changed
    consecutive filings, newest first
    • Other offices · 2 to 0
      Jul 16, 2026 to Aug 25, 2026
    • Accounts · 0 to 5
      Dec 9, 2024 to Mar 31, 2026
    • HNW clients · unset to 5.0
      Dec 9, 2024 to Mar 31, 2026
    • Custody of client assets · true to false
      Dec 9, 2024 to Mar 31, 2026
    • Financial planning clients · 0 to
      Dec 9, 2024 to Mar 31, 2026
    • HQ city · unset to
      Dec 9, 2024 to Mar 31, 2026
    • HQ state · unset to
      Dec 9, 2024 to Mar 31, 2026
    • Discretionary RAUM · $0 to $16.0M
      Dec 9, 2024 to Mar 31, 2026
    • HNW RAUM · unset to 16000000.0
      Dec 9, 2024 to Mar 31, 2026
    • RAUM · $0 to $16.0M
      Dec 9, 2024 to Mar 31, 2026
    • Other offices · 1 to 2
      Oct 18, 2024 to Nov 15, 2024
    • Advisory activities · 3 to 2
      May 13, 2024 to Jun 25, 2024
    • Assets in custody · unset to 0.0
      May 13, 2024 to Jun 25, 2024
    • Custody of client assets · false to true
      May 13, 2024 to Jun 25, 2024
    • Advisory employees · 3 to 2
      Feb 20, 2024 to Mar 26, 2024
    • Advisory activities · 2 to 3
      Feb 20, 2024 to Mar 26, 2024
    • Employees · 4 to 2
      Feb 20, 2024 to Mar 26, 2024
    • Financial planning clients · unset to 0
      Feb 20, 2024 to Mar 26, 2024
    • State-registered IARs · 3 to 2
      Feb 20, 2024 to Mar 26, 2024
    • Other offices · 2 to 1
      Feb 20, 2024 to Mar 26, 2024
    • Advisory employees · 2 to 3
      Oct 26, 2023 to Feb 20, 2024
    • Employees · 3 to 4
      Oct 26, 2023 to Feb 20, 2024
    • State-registered IARs · 2 to 3
      Oct 26, 2023 to Feb 20, 2024
    • Other offices · 1 to 2
      Oct 26, 2023 to Oct 26, 2023
    • Employees · 2 to 3
      Oct 13, 2023 to Oct 25, 2023
    • Business name · F••••• H••• I••••••••• A••••••• L•• to A••••••• A••••••• L••
      Oct 13, 2023 to Oct 13, 2023
    • Legal name · F••••• H••• I••••••••• A••••••• L•• to A••••••• A••••••• L••
      Oct 13, 2023 to Oct 13, 2023
    • Business name · F••••• H••• A••••••• L•• to F••••• H••• I••••••••• A••••••• L••
      Jul 11, 2023 to Jul 11, 2023
    • Legal name · F••••• H••• A••••••• L•• to F••••• H••• I••••••••• A••••••• L••
      Jul 11, 2023 to Jul 11, 2023
    Signals
    4 dated events
    • ••• Locked
      Aug 25, 2026 · ria office closed · derived
    • ••• Locked
      Aug 25, 2026 · ria office closed · derived
    • ••• Locked
      Sep 19, 2023 · Control person left · inference
    • ••• Locked
      Jul 10, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Website
    ••• Lockedreportedpublic record, Form ADV, Aug 25, 2026
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Aug 25, 2026
    Contact form
    ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $8.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026