DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• W••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 6, 2023 · 11 filings
SEC status approved since Feb 1, 2024
RAUM
$132M
reported, Item 5.F
Discretionary
26%
of RAUM
Private clients
100%
$131M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$65.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$132M as of Mar 30, 2026
Mar 28, 2024$121M then
HNW client RAUM$128M as of Mar 30, 2026
Mar 28, 2024$119M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 28, 20242 then
Employees (5.A)3 as of Mar 30, 2026
Mar 28, 20243 then
Private funds: no history
RAUM -0.5% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $975,198derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 26%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$128M97%
- Individuals$3.4M2.6%
- Corporations and businesses$636,1260.5%
- Individual clients
- 14reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 135reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• D••••• M••••• | Coral Gables, Fl | Jan 1, 2025 | 13 y | 1 |
| P••••••••• J•••• G••••••• | Miami, Fl | Feb 21, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• D••••• M••••• from C•• C•••••• M••••••••• G••••• I•••Jan 1, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• P••••••••• J•••• · Principal & Ccocontrolsince 08/2023 · owns less than 5%
- K•••• J••••••••• S•••••• · Principal & Coocontrolsince 08/2023 · owns less than 5%
- M•••••• L•••• D••••• · Principal & Ciocontrolsince 10/2023 · owns less than 5%
- G•••••••• P••••••••• J•••• · Managing Membercontrolsince 08/2023 · owns 50% to 75% of L••• H•••••••• L••
- K•••• J••••••••• S•••••• · Managing Membercontrolsince 08/2023 · owns 50% to 75% of L••• H•••••••• L••
Entity owners
- L••• H•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 125 to 135Nov 13, 2025 to Mar 30, 2026
- HNW clients · 45 to 43Nov 13, 2025 to Mar 30, 2026
- Individual clients · 10 to 14Nov 13, 2025 to Mar 30, 2026
- Discretionary RAUM · $29.3M to $34.0MNov 13, 2025 to Mar 30, 2026
- HNW RAUM · $129M to $128MNov 13, 2025 to Mar 30, 2026
- Individual RAUM · $2.5M to $3.4MNov 13, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $103M to $97.7MNov 13, 2025 to Mar 30, 2026
- RAUM · $132M to $132MNov 13, 2025 to Mar 30, 2026
- Accounts · 101 to 125Mar 28, 2024 to Mar 26, 2025
- HNW clients · 65 to 45Mar 28, 2024 to Mar 26, 2025
- Individual clients · 6 to 10Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $26.1M to $29.3MMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $119M to $129MMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $1.5M to $2.5MMar 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $94.9M to $103MMar 28, 2024 to Mar 26, 2025
- RAUM · $121M to $132MMar 28, 2024 to Mar 26, 2025
- Accounts · 95 to 101Feb 14, 2024 to Mar 28, 2024
- Advisory activities · 2 to 3Feb 14, 2024 to Mar 28, 2024
- HNW clients · 64 to 65Feb 14, 2024 to Mar 28, 2024
- Individual clients · 5 to 6Feb 14, 2024 to Mar 28, 2024
- Discretionary RAUM · $23.7M to $26.1MFeb 14, 2024 to Mar 28, 2024
- HNW RAUM · $105M to $119MFeb 14, 2024 to Mar 28, 2024
- Individual RAUM · $1.7M to $1.5MFeb 14, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $83.2M to $94.9MFeb 14, 2024 to Mar 28, 2024
- RAUM · $107M to $121MFeb 14, 2024 to Mar 28, 2024
- Accounts · 0 to 95Oct 16, 2023 to Jan 28, 2024
- Corporate clients · unset to 1.0Oct 16, 2023 to Jan 28, 2024
- HNW clients · unset to 64.0Oct 16, 2023 to Jan 28, 2024
- Individual clients · unset to 5.0Oct 16, 2023 to Jan 28, 2024
- HQ city · CORAL GABLES to MIAMIOct 16, 2023 to Jan 28, 2024
- Discretionary RAUM · $0 to $23.7MOct 16, 2023 to Jan 28, 2024
- HNW RAUM · unset to 104573547.0Oct 16, 2023 to Jan 28, 2024
- Individual RAUM · unset to 1664284.0Oct 16, 2023 to Jan 28, 2024
- Non-discretionary RAUM · $0 to $83.2MOct 16, 2023 to Jan 28, 2024
- RAUM · $0 to $107MOct 16, 2023 to Jan 28, 2024
Signals
1 dated events
- L••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 610-202-9897reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 954-882-9018reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- lmpgprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-202-9897reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026