DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Haven Private

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Jacob OswaldGfg Solutions independent RIAHaven Private independent RIARIA to RIAOct 25, 2024Nov 21, 2024
Paul Judson HershiserAlphaq Advisors independent RIAHaven Private no RAUMRIA to a newly registered adviserJul 3, 2024Feb 4, 2024
Johnny Marion GibsonAlphaq Advisors independent RIAHaven Private no RAUMRIA to a newly registered adviserJul 3, 2024Feb 4, 2024
Marc R AngleAlphaq Advisors independent RIAHaven Private no RAUMRIA to a newly registered adviserJul 3, 2024Feb 4, 2024
Stacey Lynel ColeAlphaq Advisors independent RIAHaven Private no RAUMRIA to a newly registered adviserJul 3, 2024Feb 9, 2024
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5 moves match.