DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• C••••••• L••
Latest filing Jun 19, 2026
First filing on the tape Dec 21, 2023 · 8 filings
SEC status approved since Feb 5, 2024
RAUM
$299M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
93%
$278M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$99.7M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$299M as of Jun 19, 2026
Mar 26, 2025$175M then
HNW client RAUM$264M as of Jun 19, 2026
Mar 26, 2025$158M then
State-registered IARs (5.B.3)3 as of Jun 19, 2026
Mar 26, 20252 then
Employees (5.A)8 as of Jun 19, 2026
Mar 26, 20256 then
Private funds3 as of Jun 19, 2026
Nov 21, 20252 then
RAUM +71% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $727,769derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +49%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $17.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$264M88%
- Individuals$13.1M4.4%
- Pension and profit-sharing plans$8.7M2.9%
- Pooled investment vehicles$7.8M2.6%
- Charitable organizations$4.8M1.6%
- Corporations and businesses$69,1930.0%
- Individual clients
- 62reported
- HNW clients
- 90reported
- Pension plan clients
- 3reported
- Charitable clients
- 4reported
- Accounts
- 411reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $17.0M for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.93 fund_share=0.03 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• R•••••• L•••••Certified Financial Planner | Independence, Oh | Sep 26, 2024 | 15 y | 1 |
| C•••••••• A•• K•••Certified Financial Planner, Chartered Financial Analyst | Independence, Oh | Feb 28, 2025 | 11 y | 2 |
| A•••••• N••••••• D••••••• | Independence, Oh | Nov 30, 2025 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• N••••••• D••••••• from C•••••• S••••• • C••• I•••Nov 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••••••• A•• K••• from C••• I••••••••• A••••••• S•••••••• L••Feb 28, 2025 · Other
- D•••• R•••••• L••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Sep 26, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• M••••••• R•• · Ceo, Cfo And Ccocontrolsince 11/2023 · owns less than 5%
- L•••••• D••••• R•••••• · Managing Directorcontrolsince 03/2024 · owns less than 5%
- T••••• R•••••• F•••• · Directorcontrolsince 05/2024 · owns less than 5%
- C•••••• B••••• P•••••• · Sole Membercontrolsince 03/2024 · owns 75% or more of F••• M• J••• L••
- J••••••• M••••••• R•• · Ceo, Cfo And Ccocontrolsince 11/2023 · owns 25% to 50% of G••••••• C•••••• H•••••••• L••
- L•••••• D••••• R•••••• · Manging Directorcontrolsince 03/2024 · owns 25% to 50% of G••••••• C•••••• H•••••••• L••
- T••••• R•••••• F•••• · Directorcontrolsince 05/2024 · owns F of G••••••• C•••••• H•••••••• L••
Entity owners
- G••••••• C•••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- F••• M• J••• L•• · Memberindirect · owns 25% to 50% of G••••••• C•••••• H•••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Independence, Oh · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 245.0 to 411.0 (+68.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $174,637,568 to $299,113,006 (+71.0%) between the annual amendments of 2025-03-26 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 346 to 411Nov 21, 2025 to Mar 27, 2026
- Charity clients · 5 to 4Nov 21, 2025 to Mar 27, 2026
- HNW clients · 78 to 90Nov 21, 2025 to Mar 27, 2026
- Individual clients · 61 to 62Nov 21, 2025 to Mar 27, 2026
- Pension plan clients · 2 to 3Nov 21, 2025 to Mar 27, 2026
- Pooled vehicle clients · 5 to 6Nov 21, 2025 to Mar 27, 2026
- Assets in custody · $17.4M to $17.0MNov 21, 2025 to Mar 27, 2026
- Employees · 7 to 8Nov 21, 2025 to Mar 27, 2026
- Private funds · 2 to 3Nov 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $240M to $275MNov 21, 2025 to Mar 27, 2026
- HNW RAUM · $233M to $264MNov 21, 2025 to Mar 27, 2026
- Individual RAUM · $11.3M to $13.1MNov 21, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $22.2M to $24.4MNov 21, 2025 to Mar 27, 2026
- Pension RAUM · $6.2M to $8.7MNov 21, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $6.3M to $7.8MNov 21, 2025 to Mar 27, 2026
- RAUM · $262M to $299MNov 21, 2025 to Mar 27, 2026
- Related insurance company · false to trueNov 21, 2025 to Mar 27, 2026
- Accounts · 245 to 346Mar 26, 2025 to Nov 21, 2025
- Advisory employees · 4 to 5Mar 26, 2025 to Nov 21, 2025
- Advisory activities · 5 to 6Mar 26, 2025 to Nov 21, 2025
- Charity clients · 3 to 5Mar 26, 2025 to Nov 21, 2025
- HNW clients · 51 to 78Mar 26, 2025 to Nov 21, 2025
- Individual clients · 51 to 61Mar 26, 2025 to Nov 21, 2025
- Pension plan clients · unset to 2.0Mar 26, 2025 to Nov 21, 2025
- Pooled vehicle clients · 3 to 5Mar 26, 2025 to Nov 21, 2025
- Assets in custody · $38.9M to $17.4MMar 26, 2025 to Nov 21, 2025
- Employees · 6 to 7Mar 26, 2025 to Nov 21, 2025
- State-registered IARs · 2 to 3Mar 26, 2025 to Nov 21, 2025
- Private funds · unset to 2Mar 26, 2025 to Nov 21, 2025
- Discretionary RAUM · $150M to $240MMar 26, 2025 to Nov 21, 2025
- HNW RAUM · $158M to $233MMar 26, 2025 to Nov 21, 2025
- Individual RAUM · $9.0M to $11.3MMar 26, 2025 to Nov 21, 2025
- Non-discretionary RAUM · $24.8M to $22.2MMar 26, 2025 to Nov 21, 2025
- Pension RAUM · unset to 6183146.0Mar 26, 2025 to Nov 21, 2025
- Pooled vehicle RAUM · $2.8M to $6.3MMar 26, 2025 to Nov 21, 2025
- RAUM · $175M to $262MMar 26, 2025 to Nov 21, 2025
- Accounts · 116 to 245Aug 16, 2024 to Mar 26, 2025
- Advisory employees · 3 to 4Aug 16, 2024 to Mar 26, 2025
- Charity clients · 2 to 3Aug 16, 2024 to Mar 26, 2025
- Corporate clients · unset to 1.0Aug 16, 2024 to Mar 26, 2025
Signals
4 dated events
- Richard David Lapuma (Managing Director) appeared on Schedule A of G••••••• C••••••• L••Jun 4, 2024 · Control person joined · fact
- F•••• R••••• T•••• (Director) appeared on Schedule A of G••••••• C••••••• L••Jun 4, 2024 · Control person joined · fact
- P•••••• B•••• C••••• (Sole Member) appeared on Schedule A of G••••••• C••••••• L••Jun 4, 2024 · Control person joined · fact
- G••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Dec 21, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@gatepass.capitalreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 833-428-3727reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/gatepass-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gatepass.capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 833-428-3727reportedpublic record, Form ADV, Jun 19, 2026
- Contact form
- gatepass.capital/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- gatepass.capital/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026