DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• W••••• A•••••••• L••
Latest filing Jul 17, 2026
First filing on the tape Mar 19, 2024 · 13 filings
SEC status approved since Apr 18, 2024
RAUM
$265M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$262M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$88.2M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$265M as of Jul 17, 2026
Jan 20, 2025$230M then
HNW client RAUM$252M as of Jul 17, 2026
Jan 20, 2025$225M then
State-registered IARs (5.B.3)3 as of Jul 17, 2026
Jan 20, 20253 then
Employees (5.A)5 as of Jul 17, 2026
Jan 20, 20255 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $88.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $573,799derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$252M95%
- Individuals$9.7M3.7%
- Charitable organizations$3.0M1.1%
- Individual clients
- 38reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 461reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• P••• W••••Certified Financial Planner, Chartered Financial Consultant | Canonsburg, Pa | Jul 19, 2024 | 37 y | 4 |
| N••••••• L•••••••••Certified Financial Planner, Chartered Financial Analyst | Canonsburg, Pa | Sep 18, 2024 | 11 y | 2 |
| R••• A••••• W•••• | Canonsburg, Pa | Sep 18, 2024 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- N••••••• L••••••••• from T••• W••••• D•••••• L••Sep 18, 2024 · RIA to RIA
- R••• A••••• W•••• from T••• W••••• D•••••• L••Sep 18, 2024 · RIA to RIA
- R••••• P••• W•••• from T••• W••••• D•••••• L••Jul 19, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• K•••••••• M•••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- W••••• R•••••• P••• · Owner, Iarcontrolsince 02/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Canonsburg, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 407 to 461Jun 23, 2025 to Jan 30, 2026
- HNW clients · 108 to 100Jun 23, 2025 to Jan 30, 2026
- Individual clients · 21 to 38Jun 23, 2025 to Jan 30, 2026
- Financial planning clients · 51-100 to 101-250Jun 23, 2025 to Jan 30, 2026
- Discretionary RAUM · $226M to $255MJun 23, 2025 to Jan 30, 2026
- HNW RAUM · $225M to $252MJun 23, 2025 to Jan 30, 2026
- Individual RAUM · $3.9M to $9.7MJun 23, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $4.0M to $9.0MJun 23, 2025 to Jan 30, 2026
- RAUM · $230M to $265MJun 23, 2025 to Jan 30, 2026
- Financial planning clients · 51-100 to 51-100Jan 20, 2025 to Jun 23, 2025
- Accounts · 330 to 407Oct 4, 2024 to Jan 20, 2025
- HNW clients · 140 to 108Oct 4, 2024 to Jan 20, 2025
- Individual clients · unset to 21.0Oct 4, 2024 to Jan 20, 2025
- Employees · 4 to 5Oct 4, 2024 to Jan 20, 2025
- Financial planning clients · 101-250 to 51-100Oct 4, 2024 to Jan 20, 2025
- Discretionary RAUM · $210M to $226MOct 4, 2024 to Jan 20, 2025
- HNW RAUM · $219M to $225MOct 4, 2024 to Jan 20, 2025
- Individual RAUM · unset to 3900000.0Oct 4, 2024 to Jan 20, 2025
- Non-discretionary RAUM · $9.0M to $4.0MOct 4, 2024 to Jan 20, 2025
- RAUM · $219M to $230MOct 4, 2024 to Jan 20, 2025
- Insurance-licensed employees · 2 to 0Aug 23, 2024 to Oct 4, 2024
- Advisory employees · 1 to 3Jul 31, 2024 to Aug 1, 2024
- Employees · 1 to 4Jul 31, 2024 to Aug 1, 2024
- Insurance-licensed employees · 1 to 2Jul 31, 2024 to Aug 1, 2024
- State-registered IARs · 1 to 3Jul 31, 2024 to Aug 1, 2024
Signals
2 dated events
- Marland Kingston Hollman (Chief Compliance Officer) appeared on Schedule A of W••• W••••• A•••••••• L••Aug 23, 2024 · Control person joined · fact
- W••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@wyzewealthadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 724-271-7019reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 724-271-7020reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- wyzewealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 724-747-6451reportedpublic record, Form ADV, Jul 17, 2026
- Contact form
- wyzewealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026