DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• P••• W••••

W••• W••••• A•••••••• L••independent RIACanonsburg, PaIA-onlyIAPD 1941761

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as R••••• P••• W••••

At current firm

2 y

since Jul 19, 2024

In the industry

37 y

since Apr 28, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••• W••••• A•••••••• L•• independent RIA current
since Jul 19, 2024 · Canonsburg, Pa
T••• W••••• D•••••• L•• independent RIA
Nov 20, 2020 to Sep 30, 2024 · Akron, Oh
U••••• C•••••• F•••••••• A••••••• independent RIA
Jan 31, 2014 to Dec 9, 2020 · Canonsburg, Pa
J•• W••••• A•••••••• L•• independent RIA
Sep 18, 2009 to Feb 27, 2014 · Pittsburgh, Pa
W•••• F•••• A••••••• wirehouse
Sep 5, 2001 to Sep 3, 2009 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

T••• W••••• D•••••• L•• to W••• W••••• A•••••••• L••
left Sep 30, 2024, registered Jul 19, 2024 (-73 days) · RIA to RIA
U••••• C•••••• F•••••••• A••••••• to T••• W••••• D•••••• L••
left Dec 9, 2020, registered Nov 20, 2020 (-19 days) · Affiliated broker-dealer or bank to independent RIA
J•• W••••• A•••••••• L•• to U••••• C•••••• F•••••••• A•••••••
left Feb 27, 2014, registered Jan 31, 2014 (-27 days) · Other
W•••• F•••• A••••••• to J•• W••••• A•••••••• L••
left Sep 3, 2009, registered Sep 18, 2009 (15 days) · Other

Signals

R••••• P••• W•••• left T••• W••••• D•••••• L•• for W••• W••••• A•••••••• L•• (registered 2024-07-19)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address