DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adapt Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Arthur Teeter | Apex Investment Advisors unclassified | Adapt Wealth Advisors, LLC independent RIA | Other | Oct 14, 2025 | Jul 8, 2025 |
| Joseph A Clark | Raymond James & Associates, Inc. national BD | Adapt Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2025 | Apr 11, 2025 |
| Thomas Justin Kozelka | Cambridge Investment Research Advisors, Inc. BD affiliated | Adapt Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | May 20, 2024 (46 d) |
| Donnie Wayne Robinson | Ameriprise Financial Services, LLC national BD | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 22, 2024 | Feb 15, 2024 |
| Jonathon Richard Mcadow | Ameriprise Financial Services, LLC national BD | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2024 | Feb 15, 2024 |
| Scott Maxey Herndon | Ameriprise Financial Services, LLC national BD | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 20, 2024 | Feb 15, 2024 |
| Jake Thomas Bryant | Ameriprise Financial Services, LLC national BD | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 16, 2024 | Feb 15, 2024 |
| Tyler Robinson | Cambridge Investment Research Advisors, Inc. BD affiliated | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Mar 11, 2024 |
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8 moves match.