DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ponta Wealth Partners, LLC
Latest filing Sep 4, 2026
First filing on the tape Feb 19, 2024 · 10 filings
SEC status approved since Jun 2, 2025
RAUM
$214M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$214M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$214M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$214M as of Aug 3, 2026
May 2, 2025$102M then
HNW client RAUM$211M as of Aug 3, 2026
May 2, 2025$102M then
State-registered IARs (5.B.3)1 as of Aug 3, 2026
May 2, 20251 then
Employees (5.A)2 as of Aug 3, 2026
May 2, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $214MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.2MderivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$211M99%
- Individuals$3.1M1.4%
- Individual clients
- 8reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 62reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Andrew BurrowCertified Financial Planner | Winter Park, Fl | Sep 9, 2024 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert Andrew Burrow from PathstoneJun 27, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Robert Burrow · President & Ccocontrolsince 06/2024 · owns 75% or more
- Edward Scott Francis · Partnersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Aug 3, 2026 to Sep 4, 2026
- Employees · 2 to 4Aug 3, 2026 to Sep 4, 2026
- Financial planning clients · 1-10 to 1-10Aug 3, 2026 to Sep 4, 2026
- State-registered IARs · 1 to 2Aug 3, 2026 to Sep 4, 2026
- Succession · false to unsetAug 3, 2026 to Sep 4, 2026
- Accounts · 63 to 62Mar 23, 2026 to Aug 3, 2026
- HNW clients · 15 to 16Mar 23, 2026 to Aug 3, 2026
- Discretionary RAUM · $208M to $214MMar 23, 2026 to Aug 3, 2026
- HNW RAUM · $205M to $211MMar 23, 2026 to Aug 3, 2026
- Individual RAUM · $3.1M to $3.1MMar 23, 2026 to Aug 3, 2026
- RAUM · $208M to $214MMar 23, 2026 to Aug 3, 2026
- Accounts · 18 to 63Oct 28, 2025 to Mar 23, 2026
- Advisory activities · 2 to 3Oct 28, 2025 to Mar 23, 2026
- HNW clients · 10 to 15Oct 28, 2025 to Mar 23, 2026
- Individual clients · unset to 8.0Oct 28, 2025 to Mar 23, 2026
- Financial planning clients · to 1-10Oct 28, 2025 to Mar 23, 2026
- Discretionary RAUM · $3.9M to $208MOct 28, 2025 to Mar 23, 2026
- HNW RAUM · $102M to $205MOct 28, 2025 to Mar 23, 2026
- Individual RAUM · unset to 3089844.0Oct 28, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $98.3M to $0Oct 28, 2025 to Mar 23, 2026
- RAUM · $102M to $208MOct 28, 2025 to Mar 23, 2026
- Wrap assets (manager) · unset to 0.0Oct 28, 2025 to Mar 23, 2026
- Wrap assets (sponsor) · unset to 0.0Oct 28, 2025 to Mar 23, 2026
- Accounts · 0 to 18Jul 16, 2024 to May 2, 2025
- Advisory activities · 3 to 2Jul 16, 2024 to May 2, 2025
- HNW clients · unset to 10.0Jul 16, 2024 to May 2, 2025
- Assets in custody · 0.0 to unsetJul 16, 2024 to May 2, 2025
- Custody of client assets · true to falseJul 16, 2024 to May 2, 2025
- Financial planning clients · 0 to Jul 16, 2024 to May 2, 2025
- HQ city · unset to WINTER PARKJul 16, 2024 to May 2, 2025
- HQ state · unset to FLJul 16, 2024 to May 2, 2025
- Discretionary RAUM · $0 to $3.9MJul 16, 2024 to May 2, 2025
- HNW RAUM · unset to 102154809.0Jul 16, 2024 to May 2, 2025
- Non-discretionary RAUM · $0 to $98.3MJul 16, 2024 to May 2, 2025
- RAUM · $0 to $102MJul 16, 2024 to May 2, 2025
- Advisory activities · 2 to 3Jul 2, 2024 to Jul 16, 2024
- Financial planning clients · unset to 0Jul 2, 2024 to Jul 16, 2024
- Employees · 1 to 2Jul 1, 2024 to Jul 2, 2024
Signals
3 dated events
- Ponta Wealth Partners, Llc reported RAUM $208.4M, up 104% from $102.2M (2025-10-28 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Andrew Robert Burrow (Partner) appeared on Schedule A of Ponta Wealth Partners, LlcJul 1, 2024 · Control person joined · fact
- Ponta Wealth Partners, Llc filed its initial SEC registration (Form ADV)Feb 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- pontawealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-490-4820reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $214Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026