DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J•• C•••••

S••••••••• L••independent RIASan Francisco, Ca IA-onlyIAPD 2759564

Feed of 09/15/2026

Also filed as T••••• J•• C•••••

At current firm

0 y

since Jan 23, 2026

In the industry

25 y

since Apr 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• L•• independent RIA current
since Jan 23, 2026 · Winter Park, Fl
S••••••••• A•••• M••••••••• L•• independent RIA
Sep 14, 2023 to Apr 14, 2026 · Winter Park, Fl
L•••• W••••• M••••••••• independent RIA
Jun 8, 2023 to Aug 15, 2023 · Winter Park, Fl
C•••••• W••••• A••••••• G•••• independent RIA
Feb 17, 2022 to Jun 10, 2022 · Fleming Island, Fl
C••••••• P••••••• independent RIA
Dec 10, 2014 to Feb 9, 2018 · Naples, Fl
M••••• G••••• A••••••• I••• independent RIA
Mar 6, 2013 to Nov 4, 2014 · Sarasota, Fl
J•••••• W••••• M••••••••• L•• independent RIA
Sep 17, 2012 to Feb 4, 2013 · Lake Mary, Fl
A••••••• E•••••••• I••• former
Dec 9, 2010 to Mar 23, 2012 · San Francisco, Ca
L•••• W••••• M••••••••• independent RIA
Nov 12, 2009 to Sep 17, 2012 · San Clemente, Ca
H•••• C•••••• M••••••••• former
Jul 2, 2009 to Jun 16, 2010 · Baltimore, Md
W•••• F•••• A••••••• wirehouse
Oct 20, 2006 to Dec 4, 2007 · Newport Beach, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 10, 2006 to Oct 20, 2006 · Newport Beach, Ca
F••••• I••••••••• independent RIA
Apr 4, 2001 to Oct 20, 2006 · Alisa Viejo, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••• M••••••••• L•• to S••••••••• L••
left Apr 14, 2026, registered Jan 23, 2026 (-81 days) · RIA to RIA
L•••• W••••• M••••••••• to S••••••••• A•••• M••••••••• L••
left Aug 15, 2023, registered Sep 14, 2023 (30 days) · RIA to RIA
C•••••• W••••• A••••••• G•••• to L•••• W••••• M•••••••••
left Jun 10, 2022, registered Jun 8, 2023 (363 days) · RIA to RIA
C••••••• P••••••• to C•••••• W••••• A••••••• G••••
left Feb 9, 2018, registered Feb 17, 2022 (1469 days) · Other
M••••• G••••• A••••••• I••• to C••••••• P•••••••
left Nov 4, 2014, registered Dec 10, 2014 (36 days) · Other
J•••••• W••••• M••••••••• L•• to M••••• G••••• A••••••• I•••
left Feb 4, 2013, registered Mar 6, 2013 (30 days) · Other
L•••• W••••• M••••••••• to A••••••• E•••••••• I•••
left Sep 17, 2012, registered Dec 9, 2010 (-648 days) · Other
A••••••• E•••••••• I••• to J•••••• W••••• M••••••••• L••
left Mar 23, 2012, registered Sep 17, 2012 (178 days) · Other
H•••• C•••••• M••••••••• to L•••• W••••• M•••••••••
left Jun 16, 2010, registered Nov 12, 2009 (-216 days) · Other
W•••• F•••• A••••••• to H•••• C•••••• M•••••••••
left Dec 4, 2007, registered Jul 2, 2009 (576 days) · Other
F••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Oct 20, 2006, registered Oct 10, 2006 (-10 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Oct 20, 2006, registered Oct 20, 2006 (0 days) · Other

Signals

T••••• J•• C••••• left S••••••••• A•••• M••••••••• L•• for S••••••••• L•• (registered 2026-01-23)
Apr 14, 2026 · Advisor changed firm · fact
T••••• J•• C••••• left L•••• W••••• M••••••••• for S••••••••• A•••• M••••••••• L•• (registered 2023-09-14)
Aug 15, 2023 · Advisor changed firm · fact
T••••• J•• C••••• left C•••••• W••••• A••••••• G•••• for L•••• W••••• M••••••••• (registered 2023-06-08)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address