DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prospera Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Edward KnowltonLuminvest Wealth Management LLC independent RIAProspera Capital Management, LLC independent RIARIA to RIAJul 8, 2026Jul 9, 2026
Heather Dawn Jacroux McclainVanguard Advisers, Inc. BD affiliatedProspera Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2026Mar 18, 2026
Chase Alan Smith DetersVanguard Advisers, Inc. BD affiliatedProspera Capital Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 17, 2024Jun 26, 2024
Sara Lammers AmparanVanguard Advisers, Inc. BD affiliatedProspera Capital Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2024Jun 26, 2024
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4 moves match.