DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• R••••••••• A•••••••
Legal name I••••• R••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 15, 2024 · 5 filings
SEC status approved since May 16, 2024
RAUM
$828M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
13%
$111M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$828M as of Mar 30, 2026
Mar 31, 2025$704M then
HNW client RAUM$84.3M as of Mar 30, 2026
Mar 31, 2025$114M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 31, 20252 then
Employees (5.A)4 as of Mar 30, 2026
Mar 31, 20252 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $4.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +51%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$717M87%
- High-net-worth individuals$84.3M10%
- Individuals$26.3M3.2%
- Corporations and businesses$530,5970.1%
- Individual clients
- 87reported
- HNW clients
- 14reported
- Pension plan clients
- 86reported
- Charitable clients
- n/areported
- Accounts
- 196reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.13 fund_share=0.0 institutional_share=0.87 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••• A•••••• M•••••••Certified Financial Planner | Savage, Mn | Jun 7, 2024 | 15 y | 3 |
| I•••• R••••• K••• C•••••• | Savage, Mn | Jun 7, 2024 | 16 y | 1 |
| J••••• T•••••••• | Savage, Mn | Sep 8, 2025 | 11 y | 0 |
| G•••• J•••• B••••Certified Financial Planner | Savage, Mn | Oct 14, 2025 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••• J•••• B•••• from F••••••••• I••••••••• A••••••• L••Oct 14, 2025 · Other
- T••• A•••••• M••••••• from N••••••••• W••••• P•••••••• I•••Jun 7, 2024 · RIA to a newly registered adviser
- I•••• R••••• K••• C•••••• from N••••••••• W••••• P•••••••• I•••Jun 7, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• T•••• A•••••• · Founder And Ceocontrolsince 02/2024 · owns 75% or more
- C••••••••• K••••• M•••••• · Chief Compliance Officersince 06/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Savage, Mn | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 156 to 196Jan 29, 2026 to Mar 30, 2026
- Advisory employees · 2 to 4Jan 29, 2026 to Mar 30, 2026
- Corporate clients · 10 to 9Jan 29, 2026 to Mar 30, 2026
- HNW clients · 13 to 14Jan 29, 2026 to Mar 30, 2026
- Individual clients · 54 to 87Jan 29, 2026 to Mar 30, 2026
- Pension plan clients · 79 to 86Jan 29, 2026 to Mar 30, 2026
- Employees · 2 to 4Jan 29, 2026 to Mar 30, 2026
- State-registered IARs · 2 to 3Jan 29, 2026 to Mar 30, 2026
- Discretionary RAUM · $704M to $828MJan 29, 2026 to Mar 30, 2026
- HNW RAUM · $114M to $84.3MJan 29, 2026 to Mar 30, 2026
- Individual RAUM · $13.7M to $26.3MJan 29, 2026 to Mar 30, 2026
- Pension RAUM · $575M to $717MJan 29, 2026 to Mar 30, 2026
- RAUM · $704M to $828MJan 29, 2026 to Mar 30, 2026
- Accounts · 122 to 156Sep 13, 2024 to Mar 31, 2025
- Corporate clients · 8 to 10Sep 13, 2024 to Mar 31, 2025
- HNW clients · 8 to 13Sep 13, 2024 to Mar 31, 2025
- Individual clients · 29 to 54Sep 13, 2024 to Mar 31, 2025
- Pension plan clients · 77 to 79Sep 13, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 1-10Sep 13, 2024 to Mar 31, 2025
- HQ city · unset to Sep 13, 2024 to Mar 31, 2025
- HQ state · unset to Sep 13, 2024 to Mar 31, 2025
- Discretionary RAUM · $626M to $704MSep 13, 2024 to Mar 31, 2025
- HNW RAUM · $83.7M to $114MSep 13, 2024 to Mar 31, 2025
- Individual RAUM · $8.9M to $13.7MSep 13, 2024 to Mar 31, 2025
- Pension RAUM · $533M to $575MSep 13, 2024 to Mar 31, 2025
- RAUM · $626M to $704MSep 13, 2024 to Mar 31, 2025
- Accounts · 0 to 122Apr 15, 2024 to Sep 13, 2024
- Corporate clients · unset to 8.0Apr 15, 2024 to Sep 13, 2024
- HNW clients · unset to 8.0Apr 15, 2024 to Sep 13, 2024
- Individual clients · unset to 29.0Apr 15, 2024 to Sep 13, 2024
- Pension plan clients · unset to 77.0Apr 15, 2024 to Sep 13, 2024
- Discretionary RAUM · $0 to $626MApr 15, 2024 to Sep 13, 2024
- HNW RAUM · unset to 83745586.0Apr 15, 2024 to Sep 13, 2024
- Individual RAUM · unset to 8921801.0Apr 15, 2024 to Sep 13, 2024
- Pension RAUM · unset to 532626411.0Apr 15, 2024 to Sep 13, 2024
- RAUM · $0 to $626MApr 15, 2024 to Sep 13, 2024
Signals
1 dated events
- I••••• R••••••••• A••••••• filed its initial SEC registration (Form ADV)Apr 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/impact-retirement-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- impactretirementadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 507-581-6131reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026