DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• J••• F•••••••• L••
Latest filing May 21, 2026
First filing on the tape Apr 19, 2024 · 22 filings
SEC status approved since Jul 15, 2024
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$133M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$16.7M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$133M as of May 21, 2026
Feb 27, 2025$94.7M then
HNW client RAUM$52.3M as of May 21, 2026
Feb 27, 2025$40.8M then
State-registered IARs (5.B.3)7 as of May 21, 2026
Feb 27, 20257 then
Employees (5.A)14 as of May 21, 2026
Feb 27, 202512 then
Private funds: no history
RAUM +41% over the last fiscal yearIARs 7 to 7offices 5 to 9
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $16.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $149,663derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.8derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $29.4M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$80.9M61%
- High-net-worth individuals$52.3M39%
- Charitable organizations$99,7400.1%
- Individual clients
- 356reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 891reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29.4M for 83 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• M••••• B•••••• | Harwinton, Ct | Jul 29, 2024 | 12 y | 1 |
| B••••••• A••••• K•••••• | Albany, Ny | Jul 29, 2024 | 12 y | 1 |
| D••••• B••••••• B•••••• | Bradenton, Fl | Jul 29, 2024 | 15 y | 1 |
| W•••••• E••••• B•••••• | Wilton, Ny | Jul 29, 2024 | 14 y | 1 |
| B•••• E• M•••••• | Worcester, Ny | Jul 29, 2024 | 14 y | 1 |
| L•••• W••••••• S•••• | Greenwich, Ny | Jul 29, 2024 | 14 y | 1 |
| T••••• D•••••• R••• | Marstons Mills, Ma | Aug 6, 2024 | 18 y | 1 |
| T•••• D•••••••• | Jenks, Ok | Jan 6, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- N••••••• J•••• K•••••• to N•••••• A•••••••• L••Oct 31, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- N••••••• J•••• K•••••• from T••••••• I••••••••• M••••••••• I•••Aug 6, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- T••••• D•••••• R••• from T••••••• I••••••••• M••••••••• I•••Aug 6, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- B•••• E• M•••••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- B••••••• A••••• K•••••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- L•••• W••••••• S•••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• B••••••• B•••••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- W•••••• E••••• B•••••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• M••••• B•••••• from T••••••• I••••••••• M••••••••• I•••Jul 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from T••••••• I••••••••• M••••••••• I•••Jul 30, 2024 · Marstons Mills, Ma
- 2 joined from T••••••• I••••••••• M••••••••• I•••Jul 30, 2024 · Warnerville, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• F••••••• J•••• · Partner And Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- M••••••• B••••• E• · Partnercontrolsince 04/2024 · owns less than 5%
- D•••• F••••••• J•••• · Membercontrolsince 04/2024 · owns 25% to 50% of B••• J••• G••••• L••
- M••••••• B••••• E• · Managing Membercontrolsince 04/2024 · owns 50% to 75% of B••• J••• G••••• L••
Entity owners
- B••• J••• G••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albany, Ny · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Marstons Mills, MA1 employees
- Warnerville, NY1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $94,731,737 to $133,349,793 (+41.0%) between the annual amendments of 2025-02-27 and 2026-03-19; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
- office count surgeChange between filings · filing Mar 19, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-02-27 and 2026-03-19; the peer median change was 0.0% (450 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (450) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 612 to 891Jan 9, 2026 to Feb 9, 2026
- HNW clients · 27 to 29Jan 9, 2026 to Feb 9, 2026
- Individual clients · 257 to 356Jan 9, 2026 to Feb 9, 2026
- Assets in custody · $7.2M to $29.4MJan 9, 2026 to Feb 9, 2026
- Employees · 13 to 14Jan 9, 2026 to Feb 9, 2026
- Financial planning clients · 0 to 101-250Jan 9, 2026 to Feb 9, 2026
- Discretionary RAUM · $94.7M to $133MJan 9, 2026 to Feb 9, 2026
- HNW RAUM · $40.8M to $52.3MJan 9, 2026 to Feb 9, 2026
- Individual RAUM · $53.8M to $80.9MJan 9, 2026 to Feb 9, 2026
- RAUM · $94.7M to $133MJan 9, 2026 to Feb 9, 2026
- Other offices · 8 to 9Nov 14, 2025 to Jan 9, 2026
- Employees · 12 to 13Jun 20, 2025 to Nov 14, 2025
- Financial planning clients · 0 to 0Jun 20, 2025 to Nov 14, 2025
- Other offices · 5 to 8Feb 27, 2025 to Jun 20, 2025
- Accounts · 472 to 612Dec 19, 2024 to Feb 27, 2025
- Advisory employees · 9 to 7Dec 19, 2024 to Feb 27, 2025
- HNW clients · 21 to 27Dec 19, 2024 to Feb 27, 2025
- Individual clients · 198 to 257Dec 19, 2024 to Feb 27, 2025
- Assets in custody · unset to 7219037.0Dec 19, 2024 to Feb 27, 2025
- Custody of client assets · false to trueDec 19, 2024 to Feb 27, 2025
- State-registered IARs · 9 to 7Dec 19, 2024 to Feb 27, 2025
- Discretionary RAUM · $77.2M to $94.7MDec 19, 2024 to Feb 27, 2025
- HNW RAUM · $33.4M to $40.8MDec 19, 2024 to Feb 27, 2025
- Individual RAUM · $43.7M to $53.8MDec 19, 2024 to Feb 27, 2025
- RAUM · $77.2M to $94.7MDec 19, 2024 to Feb 27, 2025
- Other offices · 0 to 5Nov 12, 2024 to Nov 25, 2024
- Accounts · 0 to 472Sep 30, 2024 to Oct 8, 2024
- Advisory activities · 3 to 2Sep 30, 2024 to Oct 8, 2024
- HNW clients · unset to 21.0Sep 30, 2024 to Oct 8, 2024
- Individual clients · unset to 198.0Sep 30, 2024 to Oct 8, 2024
- Discretionary RAUM · $0 to $77.2MSep 30, 2024 to Oct 8, 2024
- HNW RAUM · unset to 33353016.0Sep 30, 2024 to Oct 8, 2024
- Individual RAUM · unset to 43744605.0Sep 30, 2024 to Oct 8, 2024
- RAUM · $0 to $77.2MSep 30, 2024 to Oct 8, 2024
Signals
5 dated events
- B••• J••• F•••••••• L•• reported 5 offices beyond its principal office, up from 0 (2024-11-12 to 2024-11-25)Nov 25, 2024 · Office count change · derived
- N••••••• J•••• K•••••• left B••• J••• F•••••••• L•• for N•••••• A•••••••• L•• (registered 2025-07-03)Oct 31, 2024 · Advisor changed firm · fact
- 3 advisors left T••••••• I••••••••• M••••••••• I••• (Albany, NY) for B••• J••• F•••••••• L•• on the same dayJul 30, 2024 · Team lift-out · derived
- 3 advisors left T••••••• I••••••••• M••••••••• I••• (Marstons Mills, MA) for B••• J••• F•••••••• L•• a day apartJul 30, 2024 · Team lift-out · derived
- B••• J••• F•••••••• L•• filed its initial SEC registration (Form ADV)Apr 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 518-631-5471reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bluejeanfinancialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bluejeanfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 518-631-5471reportedpublic record, Form ADV, May 21, 2026
- Team page
- bluejeanfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026