DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• C••••••
Legal name G•••••••• C•••••• L••
Latest filing Mar 12, 2026
First filing on the tape Apr 16, 2024 · 5 filings
SEC status approved since May 17, 2024
RAUM
$304M
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
98%
$297M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$152M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$304M as of Mar 12, 2026
Mar 17, 2025$317M then
HNW client RAUM$287M as of Mar 12, 2026
Mar 17, 2025$297M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Mar 17, 20252 then
Employees (5.A)3 as of Mar 12, 2026
Mar 17, 20253 then
Private funds: no history
RAUM -4.3% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $152MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $464,458derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $169MreportedItem 5.I
- Custody
- $22.1M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M95%
- Individuals$9.2M3.0%
- Pension and profit-sharing plans$7.2M2.4%
- Individual clients
- 30reported
- HNW clients
- 108reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 654reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $22.1M for 16 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• P••••• M••••••• | Metairie, La | Aug 8, 2024 | 27 y | 6 |
| C•••••• V•••• G•••••••• | Metairie, La | Aug 8, 2024 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• V•••• G•••••••• from W•••• F•••• A•••••••Aug 8, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- K•••• P••••• M••••••• from W•••• F•••• A•••••••Aug 8, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Aug 6, 2024 · Metairie, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• C••••••• V•••• · Chief Executive Officer, Chief Compliance Officercontrolsince 03/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Metairie, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 735 to 654Oct 31, 2025 to Mar 12, 2026
- HNW clients · 107 to 108Oct 31, 2025 to Mar 12, 2026
- Individual clients · 41 to 30Oct 31, 2025 to Mar 12, 2026
- Assets in custody · $36.4M to $22.1MOct 31, 2025 to Mar 12, 2026
- Discretionary RAUM · $178M to $169MOct 31, 2025 to Mar 12, 2026
- HNW RAUM · $297M to $287MOct 31, 2025 to Mar 12, 2026
- Individual RAUM · $13.5M to $9.2MOct 31, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $140M to $135MOct 31, 2025 to Mar 12, 2026
- Pension RAUM · $6.4M to $7.2MOct 31, 2025 to Mar 12, 2026
- RAUM · $317M to $304MOct 31, 2025 to Mar 12, 2026
- Financial planning clients · 0 to 0Mar 17, 2025 to Oct 31, 2025
- Accounts · 651 to 735Sep 12, 2024 to Mar 17, 2025
- Advisory activities · 5 to 4Sep 12, 2024 to Mar 17, 2025
- HNW clients · 101 to 107Sep 12, 2024 to Mar 17, 2025
- Individual clients · 52 to 41Sep 12, 2024 to Mar 17, 2025
- Pension plan clients · 2.0 to unsetSep 12, 2024 to Mar 17, 2025
- Assets in custody · $17.6M to $36.4MSep 12, 2024 to Mar 17, 2025
- Discretionary RAUM · $230M to $178MSep 12, 2024 to Mar 17, 2025
- HNW RAUM · $292M to $297MSep 12, 2024 to Mar 17, 2025
- Individual RAUM · $15.4M to $13.5MSep 12, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $83.4M to $140MSep 12, 2024 to Mar 17, 2025
- Pension RAUM · $5.7M to $6.4MSep 12, 2024 to Mar 17, 2025
- RAUM · $313M to $317MSep 12, 2024 to Mar 17, 2025
- Accounts · 0 to 651Apr 16, 2024 to Sep 12, 2024
- BD registered reps · 1 to 0Apr 16, 2024 to Sep 12, 2024
- HNW clients · 0 to 101Apr 16, 2024 to Sep 12, 2024
- Individual clients · 0 to 52Apr 16, 2024 to Sep 12, 2024
- Pension plan clients · 0 to 2Apr 16, 2024 to Sep 12, 2024
- Assets in custody · unset to 17574840.0Apr 16, 2024 to Sep 12, 2024
- Custody of client assets · false to trueApr 16, 2024 to Sep 12, 2024
- Employees · 1 to 3Apr 16, 2024 to Sep 12, 2024
- Insurance-licensed employees · 1 to 0Apr 16, 2024 to Sep 12, 2024
- State-registered IARs · 1 to 2Apr 16, 2024 to Sep 12, 2024
- Discretionary RAUM · $0 to $230MApr 16, 2024 to Sep 12, 2024
- HNW RAUM · $0 to $292MApr 16, 2024 to Sep 12, 2024
- Individual RAUM · $0 to $15.4MApr 16, 2024 to Sep 12, 2024
- Non-discretionary RAUM · $0 to $83.4MApr 16, 2024 to Sep 12, 2024
- Pension RAUM · $0 to $5.7MApr 16, 2024 to Sep 12, 2024
- Pooled vehicle RAUM · 0.0 to unsetApr 16, 2024 to Sep 12, 2024
- RAUM · $0 to $313MApr 16, 2024 to Sep 12, 2024
Signals
2 dated events
- 2 advisors left W•••• F•••• A••••••• (Metairie, LA) for G•••••••• C•••••• on the same dayAug 6, 2024 · Team lift-out · derived
- G•••••••• C•••••• filed its initial SEC registration (Form ADV)Apr 16, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 504-612-9250reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-612-9251reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-612-9252reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- guilbaultcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-612-9250reportedpublic record, Form ADV, Mar 12, 2026
- Team page
- guilbaultcapital.com/Team.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $152Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026