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B•••••••• P•••••••• L••

Institutional managerSEC-registered· Stamford, Connecticutwebsite

Institutional manager, based in Stamford, Connecticut, reporting $271M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $271M
Advisors: 0
RAUM change, last fiscal year: +147%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +147% over the last fiscal year, to $271M.
2026-03-31
RAUM a year earlier $109MRAUM now $271M
RAUM (Item 5.F) moved from $109,335,552 to $270,500,006 (+147.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +9.0% (93 comparable advisers, 100.0th percentile of changes)
2026-03-31
RAUM (Item 5.F) 270500006Peer median 0.0903156211557716
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 331273 · SEC 801-131165 · 6 filingsShow

CRD 331273SEC 801-131165First filing on the tape Aug 23, 2024, latest Mar 31, 2026SEC status approved since Sep 23, 2024IAPD

RAUM

$271M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM$271M as of Mar 31, 2026

Mar 26, 2025$109M then

HNW client RAUM$0 as of Mar 31, 2026

May 13, 2025$0 then

State-registered IARs (5.B.3)1 as of Mar 31, 2026

Mar 26, 20251 then

Employees (5.A)4 as of Mar 31, 2026

Mar 26, 20254 then

Private funds: no history

RAUM +147% over the last fiscal yearIARs 1 to 1

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $271MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $67.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 4.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +147%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$122M45%
State and municipal entities$88.7M33%
Other investment advisers$59.6M22%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: 2reported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.22 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the 10 longest tenured

No representative is registered through this CRD on IAPD.

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G••••••• S•••• J•••• · Founder/Chief Investment Officer/Chief Compliance Officercontrol
since 12/2023 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $109,335,552 to $270,500,006 (+147.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +9.0% (93 comparable advisers, 100.0th percentile of changes)
peers: institutional managers, $100M to $500M (93) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 2 to 4
Sep 3, 2025 to Mar 31, 2026
Pension plan clients · unset to 2.0
Sep 3, 2025 to Mar 31, 2026
Discretionary RAUM · $109M to $271M
Sep 3, 2025 to Mar 31, 2026
Pension RAUM · unset to 122115708.0
Sep 3, 2025 to Mar 31, 2026
RAUM · $109M to $271M
Sep 3, 2025 to Mar 31, 2026

Full history · 16 changes

Financial planning clients · unset to
Mar 26, 2025 to May 13, 2025
HNW RAUM · unset to 0.0
Mar 26, 2025 to May 13, 2025
Employees · 3 to 4
Dec 12, 2024 to Mar 26, 2025
State-registered IARs · 0 to 1
Dec 12, 2024 to Mar 26, 2025
Discretionary RAUM · $110M to $109M
Dec 12, 2024 to Mar 26, 2025
RAUM · $110M to $109M
Dec 12, 2024 to Mar 26, 2025
Accounts · 0 to 2
Aug 23, 2024 to Dec 12, 2024
Advisory activities · 1 to 2
Aug 23, 2024 to Dec 12, 2024
Employees · 2 to 3
Aug 23, 2024 to Dec 12, 2024
Discretionary RAUM · $0 to $110M
Aug 23, 2024 to Dec 12, 2024
RAUM · $0 to $110M
Aug 23, 2024 to Dec 12, 2024

Signals

5 dated events

••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Mar 31, 2026 · ria principal change · fact
••• Locked
Mar 31, 2026 · ria ownership band change · fact
••• Locked
Mar 31, 2026 · Control person joined · fact
••• Locked
Aug 23, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.