DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Abundant Wealth Management LLC
Latest filing Apr 23, 2026
First filing on the tape Jun 25, 2025 · 6 filings
SEC status approved since Jun 18, 2025
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$244M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$81.3M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$244M as of Apr 23, 2026
Jun 25, 2025$0 then
HNW client RAUM$171M as of Apr 23, 2026
Sep 11, 2025$208M then
State-registered IARs (5.B.3)3 as of Apr 23, 2026
Jun 25, 20252 then
Employees (5.A)4 as of Apr 23, 2026
Jun 25, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $81.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.1MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$171M70%
- Individuals$73.1M30%
- Individual clients
- 174reported
- HNW clients
- 13reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 187reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brendan R Azoff | Stamford, Ct | Jun 30, 2025 | 11 y | 1 |
| Francis Anthony BrownCertified Financial Planner, Chartered Financial Consultant | Stamford, Ct | Jun 30, 2025 | 34 y | 1 |
| Adam Pearson JewettCertified Financial Planner, Chartered Financial Consultant | Marshfield, Ma | Jul 28, 2025 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Adam Pearson Jewett from Tlg Advisors, Inc.Jul 28, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Francis Anthony Brown from Tlg Advisors, Inc.Jun 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Brendan R Azoff from Tlg Advisors, Inc.Jun 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Francis Brown · Managing Member And Chief Compliance Officercontrolsince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 318 to 187Sep 11, 2025 to Mar 10, 2026
- Charity clients · 1 to 0Sep 11, 2025 to Mar 10, 2026
- Corporate clients · 5 to 0Sep 11, 2025 to Mar 10, 2026
- HNW clients · 37 to 13Sep 11, 2025 to Mar 10, 2026
- Individual clients · 205 to 174Sep 11, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 26-50Sep 11, 2025 to Mar 10, 2026
- Discretionary RAUM · $232M to $244MSep 11, 2025 to Mar 10, 2026
- HNW RAUM · $208M to $171MSep 11, 2025 to Mar 10, 2026
- Individual RAUM · $24.0M to $73.1MSep 11, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $1.5M to $0Sep 11, 2025 to Mar 10, 2026
- RAUM · $233M to $244MSep 11, 2025 to Mar 10, 2026
- Related insurance company · false to trueSep 11, 2025 to Mar 10, 2026
- Accounts · 0 to 318Aug 15, 2025 to Sep 11, 2025
- Charity clients · unset to 1.0Aug 15, 2025 to Sep 11, 2025
- Corporate clients · unset to 5.0Aug 15, 2025 to Sep 11, 2025
- HNW clients · unset to 37.0Aug 15, 2025 to Sep 11, 2025
- Individual clients · unset to 205.0Aug 15, 2025 to Sep 11, 2025
- Pension plan clients · unset to 0.0Aug 15, 2025 to Sep 11, 2025
- Pooled vehicle clients · unset to 0.0Aug 15, 2025 to Sep 11, 2025
- Financial planning clients · 0 to 0Aug 15, 2025 to Sep 11, 2025
- Discretionary RAUM · $0 to $232MAug 15, 2025 to Sep 11, 2025
- HNW RAUM · unset to 207930025.0Aug 15, 2025 to Sep 11, 2025
- Individual RAUM · unset to 23958854.0Aug 15, 2025 to Sep 11, 2025
- Non-discretionary RAUM · $0 to $1.5MAug 15, 2025 to Sep 11, 2025
- Pension RAUM · unset to 0.0Aug 15, 2025 to Sep 11, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 15, 2025 to Sep 11, 2025
- RAUM · $0 to $233MAug 15, 2025 to Sep 11, 2025
- Advisory employees · 2 to 3Jul 9, 2025 to Aug 15, 2025
- BD registered reps · 1 to 2Jul 9, 2025 to Aug 15, 2025
- Employees · 3 to 4Jul 9, 2025 to Aug 15, 2025
- State-registered IARs · 2 to 3Jul 9, 2025 to Aug 15, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@abundant-wealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-661-3441reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-797-9080reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/101776726/admin/feed/postsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- abundant-wealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-661-3441reportedpublic record, Form ADV, Apr 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026