DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• M•••••• C••••••• A•••••

F••••••• G•••• W••••• P•••••••• L••independent RIARichmond, VaIA-onlyIAPD 5857186

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kate M•••••• C•••••••

At current firm

2 y

since May 24, 2024

In the industry

15 y

since Dec 9, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Founder, Managing Partner, Presidentreportedfgwp.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

F••••••• G•••• W••••• P•••••••• L•• independent RIA current
since May 24, 2024 · Richmond, Va
S•••••• A•• L••••• independent RIA
Apr 10, 2018 to Jun 25, 2024 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Mar 10, 2017 to Apr 4, 2018 · Richmond, Va
R••••••••• I••••••••• G••••• L•• mixed wealth
Apr 30, 2015 to Feb 28, 2017 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Dec 23, 2010 to Mar 23, 2015 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

S•••••• A•• L••••• to F••••••• G•••• W••••• P•••••••• L••
left Jun 25, 2024, registered May 24, 2024 (-32 days) · RIA to a newly registered adviser · moved with a team
W•••• F•••• A••••••• to S•••••• A•• L•••••
left Apr 4, 2018, registered Apr 10, 2018 (6 days) · Wirehouse to independent RIA · moved with a team
R••••••••• I••••••••• G••••• L•• to W•••• F•••• A•••••••
left Feb 28, 2017, registered Mar 10, 2017 (10 days) · Other
W•••• F•••• A••••••• to R••••••••• I••••••••• G••••• L••
left Mar 23, 2015, registered Apr 30, 2015 (38 days) · Other

Signals

C•••••••• M•••••• C••••••• A••••• left S•••••• A•• L••••• for F••••••• G•••• W••••• P•••••••• L•• (registered 2024-05-24)
Jun 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address