DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Make The Memory Financial Planning

Independent wealth managerCRD 331666SEC 801-130457websiteIAPD
Legal name Make The Memory Financial Planning, LLC
Latest filing Apr 13, 2026
First filing on the tape May 12, 2024 · 11 filings
SEC status approved since Jun 11, 2024
RAUM
$8.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$8.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$4.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$8.8M as of Apr 13, 2026
Jan 8, 2025$720,836 then
HNW client RAUM$855,053 as of Apr 13, 2026
Jan 8, 2025$0 then
State-registered IARs (5.B.3)0 as of Apr 13, 2026
Jan 8, 20250 then
Employees (5.A)2 as of Apr 13, 2026
Jan 8, 20252 then
Private funds: no history
RAUM +1123% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$4.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
19derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$171,011derivedHNW RAUM over HNW clients
Average account
$54,766derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1123%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$8.0M90%
  • High-net-worth individuals$855,0539.7%
Individual clients
33reported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
161reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Matthew Dowd HaleCertified Financial PlannerBurglengenfeldOct 24, 202416 y3
Jordan Alan VlastuinCertified Financial PlannerBurglengenfeldFeb 8, 202612 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Dowd Matthew Hale · Managing Member, Chief Compliance Officercontrol
      since 05/2024 · owns 50% to 75%
    • Alan Jordan Vlastuin · Managing Membercontrol
      since 05/2024 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Succession · true to false
      Mar 31, 2026 to Apr 13, 2026
    • Succession · false to true
      Jan 26, 2026 to Mar 31, 2026
    • Accounts · 22 to 161
      Oct 13, 2025 to Jan 26, 2026
    • HNW clients · unset to 5.0
      Oct 13, 2025 to Jan 26, 2026
    • Individual clients · 8 to 33
      Oct 13, 2025 to Jan 26, 2026
    • Discretionary RAUM · $720,836 to $8.8M
      Oct 13, 2025 to Jan 26, 2026
    • HNW RAUM · $0 to $855,053
      Oct 13, 2025 to Jan 26, 2026
    • Individual RAUM · $720,836 to $8.0M
      Oct 13, 2025 to Jan 26, 2026
    • RAUM · $720,836 to $8.8M
      Oct 13, 2025 to Jan 26, 2026
    • Accounts · unset to 22.0
      Sep 17, 2024 to Jan 8, 2025
    • Individual clients · unset to 8.0
      Sep 17, 2024 to Jan 8, 2025
    • Financial planning clients · 0 to 1-10
      Sep 17, 2024 to Jan 8, 2025
    • HQ city · unset to
      Sep 17, 2024 to Jan 8, 2025
    • HQ state · unset to
      Sep 17, 2024 to Jan 8, 2025
    • Discretionary RAUM · unset to 720836.0
      Sep 17, 2024 to Jan 8, 2025
    • HNW RAUM · unset to 0.0
      Sep 17, 2024 to Jan 8, 2025
    • Individual RAUM · unset to 720836.0
      Sep 17, 2024 to Jan 8, 2025
    • Non-discretionary RAUM · unset to 0.0
      Sep 17, 2024 to Jan 8, 2025
    • RAUM · unset to 720836.0
      Sep 17, 2024 to Jan 8, 2025
    • Financial planning clients · unset to 0
      May 12, 2024 to Jun 12, 2024
    • HQ city · HEINSBERG to unset
      May 12, 2024 to Jun 12, 2024
    Signals
    2 dated events
    • Make The Memory Financial Planning reported succeeding to the business of Make The Memory Financial Planning (Form ADV Item 4)
      Mar 31, 2026 · Succession (Item 4) · fact
    • Make The Memory Financial Planning filed its initial SEC registration (Form ADV)
      May 12, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/mtmplanningreportedpublic record, Form ADV, Sep 17, 2026
    Website
    mtmplanning.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    423-218-2822reportedpublic record, Form ADV, Apr 13, 2026
    Contact form
    mtmplanning.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $4.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026