DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••
Legal name A•••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 31, 2024 · 9 filings
SEC status approved since Jul 30, 2024
RAUM
$892M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$892M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$892M
derived; firm RAUM over IAPD count
Employees
15
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$892M as of Mar 31, 2026
Apr 29, 2025$462M then
HNW client RAUM$71.9M as of Mar 31, 2026
Apr 29, 2025$16.0M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Apr 29, 20250 then
Employees (5.A)15 as of Mar 31, 2026
Apr 29, 202515 then
Private funds: no history
RAUM +93% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $892MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103,270derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $248,918derivedHNW RAUM over HNW clients
- Average account
- $8,641derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +93%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -22%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$820M92%
- High-net-worth individuals$71.9M8.1%
- Individual clients
- 102,981reported
- HNW clients
- 289reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 103,270reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••••• R••• C•••• | New York, Ny | Jan 29, 2026 | 16 y | 11 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••••• R••• C•••• from M•••••• A•••••••• L••Jan 29, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J•••• H•••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- J••••••• C••••••••• J••• · Head Of Growthcontrolsince 03/2024 · owns less than 5%
- S••••••• B••••• J•••• A•••• · Ceocontrolsince 03/2024 · owns less than 5%
- J••••••• C••••••••• J••• · Head Of Growthcontrolsince 09/2020 · owns F of A•••••••• H••••••• C•••••••••
- S••••••• B••••• J•••• A•••• · Ceocontrolsince 09/2020 · owns 50% to 75% of A•••••••• H••••••• C•••••••••
Entity owners
- A•••••••• H••••••• C••••••••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Irvine, CA
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $461,989,873 to $892,375,643, advisors 0 to 1, private clients 132559 to 103270, offices 1 to 1 (2025-04-29 to 2026-03-31)peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $461,989,873 to $892,375,643 (+93.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 132,559 to 103,270Feb 4, 2026 to Mar 31, 2026
- HNW clients · 10 to 289Feb 4, 2026 to Mar 31, 2026
- Individual clients · 132,549 to 102,981Feb 4, 2026 to Mar 31, 2026
- Employees · 7 to 15Feb 4, 2026 to Mar 31, 2026
- State-registered IARs · 0 to 1Feb 4, 2026 to Mar 31, 2026
- Discretionary RAUM · $462M to $892MFeb 4, 2026 to Mar 31, 2026
- HNW RAUM · $16.0M to $71.9MFeb 4, 2026 to Mar 31, 2026
- Individual RAUM · $446M to $820MFeb 4, 2026 to Mar 31, 2026
- RAUM · $462M to $892MFeb 4, 2026 to Mar 31, 2026
- Employees · 24 to 7Jun 16, 2025 to Nov 19, 2025
- Employees · 15 to 24Apr 29, 2025 to Jun 16, 2025
- Financial planning clients · unset to Apr 29, 2025 to Jun 16, 2025
- Accounts · 88,421 to 132,559Nov 27, 2024 to Apr 29, 2025
- HNW clients · 1 to 10Nov 27, 2024 to Apr 29, 2025
- Individual clients · 88,420 to 132,549Nov 27, 2024 to Apr 29, 2025
- Employees · 14 to 15Nov 27, 2024 to Apr 29, 2025
- Discretionary RAUM · $320M to $462MNov 27, 2024 to Apr 29, 2025
- HNW RAUM · $2.4M to $16.0MNov 27, 2024 to Apr 29, 2025
- Individual RAUM · $317M to $446MNov 27, 2024 to Apr 29, 2025
- RAUM · $320M to $462MNov 27, 2024 to Apr 29, 2025
- Accounts · 0 to 88,421Jul 15, 2024 to Nov 27, 2024
- HNW clients · 0 to 1Jul 15, 2024 to Nov 27, 2024
- Individual clients · 0 to 88,420Jul 15, 2024 to Nov 27, 2024
- Discretionary RAUM · $0 to $320MJul 15, 2024 to Nov 27, 2024
- HNW RAUM · $0 to $2.4MJul 15, 2024 to Nov 27, 2024
- Individual RAUM · $0 to $317MJul 15, 2024 to Nov 27, 2024
- RAUM · $0 to $320MJul 15, 2024 to Nov 27, 2024
Signals
3 dated events
- Autopilot reported RAUM $892.4M, up 93% from $462.0M (2026-02-04 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Autopilot reported RAUM $462.0M, up 45% from $319.5M (2024-11-27 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- Autopilot filed its initial SEC registration (Form ADV)May 31, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/autopilot-investreportedpublic record, Form ADV, Sep 18, 2026
- Website
- joinautopilot.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-574-4316reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $892Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026