DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emiliano Rios Caban

Autopilotindependent RIANew York, NyIA-onlyIAPD 5501141

Feed of 09/14/2026

Also filed as Emiliand Rios

At current firm

0 y

since Jan 29, 2026

In the industry

16 y

since Jun 24, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Autopilot independent RIA current
since Jan 29, 2026 · New York, Ny
Mercury Advisory, LLC other
Jun 7, 2024 to Oct 17, 2025 · Nyc, Ny
Fruitful independent RIA
Sep 21, 2023 to Oct 11, 2024 · New York, Ny
Secfi Advisory Limited other
Jul 21, 2022 to Apr 13, 2023 · New York, Ny
M1 Advisory independent RIA
Nov 7, 2019 to Sep 11, 2020 · Chicago, Il
Wealthfront Advisers LLC BD affiliated
Jan 25, 2017 to May 7, 2018 · Palo Alto, Ca
Charles Schwab & Co., Inc. national BD
Mar 1, 2016 to Dec 20, 2016 · Lone Tree, Co
Bmo Harris Financial Advisors, Inc former
Apr 18, 2014 to Feb 11, 2016 · Chicago, Il
B. C. Ziegler And Company former
Oct 10, 2012 to Apr 1, 2014 · Chicago, Il
Fifth Third Securities, Inc. BD affiliated
Sep 5, 2012 to Oct 4, 2012 · Chicago, Il
MML Investors Services, LLC BD affiliated
Jan 31, 2011 to Apr 27, 2012 · Chicago, Il
Huntington Financial Advisors BD affiliated
Jun 28, 2010 to Oct 15, 2010 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Mercury Advisory, LLC to Autopilot
left Oct 17, 2025, registered Jan 29, 2026 (104 days) · Other
Fruitful to Mercury Advisory, LLC
left Oct 11, 2024, registered Jun 7, 2024 (-126 days) · Other
Secfi Advisory Limited to Fruitful
left Apr 13, 2023, registered Sep 21, 2023 (161 days) · Other
M1 Advisory to Secfi Advisory Limited
left Sep 11, 2020, registered Jul 21, 2022 (678 days) · Other
Wealthfront Advisers LLC to M1 Advisory
left May 7, 2018, registered Nov 7, 2019 (549 days) · Other
Charles Schwab & Co., Inc. to Wealthfront Advisers LLC
left Dec 20, 2016, registered Jan 25, 2017 (36 days) · Other
Bmo Harris Financial Advisors, Inc to Charles Schwab & Co., Inc.
left Feb 11, 2016, registered Mar 1, 2016 (19 days) · Other
B. C. Ziegler And Company to Bmo Harris Financial Advisors, Inc
left Apr 1, 2014, registered Apr 18, 2014 (17 days) · Other
Fifth Third Securities, Inc. to B. C. Ziegler And Company
left Oct 4, 2012, registered Oct 10, 2012 (6 days) · Other
MML Investors Services, LLC to Fifth Third Securities, Inc.
left Apr 27, 2012, registered Sep 5, 2012 (131 days) · Other
Huntington Financial Advisors to MML Investors Services, LLC
left Oct 15, 2010, registered Jan 31, 2011 (108 days) · Other

Signals

Emiliano Rios Caban left Mercury Advisory, Llc for Autopilot (registered 2026-01-29)
Oct 17, 2025 · Advisor changed firm · fact
Emiliano Rios Caban left Fruitful for Mercury Advisory, Llc (registered 2024-06-07)
Oct 11, 2024 · Advisor changed firm · fact
Emiliano Rios Caban left Secfi Advisory Limited for Fruitful (registered 2023-09-21)
Apr 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address