DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Owl Creek Wealth Partners
Legal name Owl Creek Wealth Partners LLC
Latest filing Sep 1, 2026
First filing on the tape May 29, 2024 · 9 filings
SEC status approved since Jun 27, 2024
RAUM
$602M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$594M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$201M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$602M as of Jun 2, 2026
Mar 28, 2025$363M then
HNW client RAUM$590M as of Jun 2, 2026
Mar 28, 2025$331M then
State-registered IARs (5.B.3)2 as of Jun 2, 2026
Mar 28, 20251 then
Employees (5.A)5 as of Jun 2, 2026
Mar 28, 20252 then
Private funds: no history
RAUM +66% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $201MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $992,219derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +66%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $259M, 115 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$590M98%
- Corporations and businesses$8.7M1.4%
- Individuals$3.8M0.6%
- Individual clients
- 11reported
- HNW clients
- 89reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 607reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $259M for 115 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Justin Richard AptChartered Financial Analyst | Greenwood Village, Co | Jul 23, 2024 | 25 y | 2 |
| Brandon BineauCertified Financial Planner | Greenwood Village, Co | Jun 30, 2025 | 13 y | 4 |
| James Alexander MilroyChartered Financial Analyst | Greenwood Village, Co | Jul 9, 2026 | 12 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James Alexander Milroy from Perspective Wealth AdvisorsJul 9, 2026 · RIA to RIA
- Brandon Bineau from Moneta Group Investment Advisors, LLCJun 30, 2025 · RIA to RIA
- Justin Richard Apt from Southstate Private Capital Management LLCJul 23, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Justin Apt · Cco, Managing Membercontrolsince 06/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 28, 2026accounts (Item 5.F.2.f) moved from 392.0 to 607.0 (+55.0%) between the annual amendments of 2025-03-28 and 2026-03-28; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 95% percentile
- RAUM up 50 %Change between filings · filing Mar 28, 2026RAUM (Item 5.F) moved from $362,972,864 to $602,277,002 (+66.0%) between the annual amendments of 2025-03-28 and 2026-03-28; the peer median change was +16.0% (1386 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jun 2, 2026 to Sep 1, 2026
- HQ city · DENVER to GREENWOOD VILLAGEJun 2, 2026 to Sep 1, 2026
- Related adviser · false to unsetJun 2, 2026 to Sep 1, 2026
- Related bank · false to unsetJun 2, 2026 to Sep 1, 2026
- Related broker-dealer · false to unsetJun 2, 2026 to Sep 1, 2026
- Related insurance company · false to unsetJun 2, 2026 to Sep 1, 2026
- Succession · false to unsetJun 2, 2026 to Sep 1, 2026
- Accounts · 392 to 607Mar 28, 2025 to Mar 28, 2026
- Advisory employees · 1 to 2Mar 28, 2025 to Mar 28, 2026
- HNW clients · 57 to 89Mar 28, 2025 to Mar 28, 2026
- Individual clients · 9 to 11Mar 28, 2025 to Mar 28, 2026
- Assets in custody · $65.1M to $259MMar 28, 2025 to Mar 28, 2026
- Employees · 2 to 5Mar 28, 2025 to Mar 28, 2026
- Financial planning clients · 26-50 to 51-100Mar 28, 2025 to Mar 28, 2026
- State-registered IARs · 1 to 2Mar 28, 2025 to Mar 28, 2026
- Discretionary RAUM · $341M to $553MMar 28, 2025 to Mar 28, 2026
- HNW RAUM · $331M to $590MMar 28, 2025 to Mar 28, 2026
- Individual RAUM · $2.7M to $3.8MMar 28, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $21.9M to $49.0MMar 28, 2025 to Mar 28, 2026
- RAUM · $363M to $602MMar 28, 2025 to Mar 28, 2026
- Accounts · 35 to 392Oct 2, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Oct 2, 2024 to Mar 28, 2025
- HNW clients · 31 to 57Oct 2, 2024 to Mar 28, 2025
- Individual clients · unset to 9.0Oct 2, 2024 to Mar 28, 2025
- Employees · 1 to 2Oct 2, 2024 to Mar 28, 2025
- Financial planning clients · 26-50 to 26-50Oct 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $206M to $341MOct 2, 2024 to Mar 28, 2025
- HNW RAUM · $183M to $331MOct 2, 2024 to Mar 28, 2025
- Individual RAUM · $1.0M to $2.7MOct 2, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $21.9MOct 2, 2024 to Mar 28, 2025
- RAUM · $206M to $363MOct 2, 2024 to Mar 28, 2025
- Accounts · 0 to 35Jul 24, 2024 to Oct 2, 2024
- HNW clients · unset to 31.0Jul 24, 2024 to Oct 2, 2024
- Assets in custody · $0 to $65.1MJul 24, 2024 to Oct 2, 2024
- Financial planning clients · 0 to 26-50Jul 24, 2024 to Oct 2, 2024
- HQ city · unset to DENVERJul 24, 2024 to Oct 2, 2024
- HQ state · unset to COJul 24, 2024 to Oct 2, 2024
- Discretionary RAUM · $0 to $206MJul 24, 2024 to Oct 2, 2024
- HNW RAUM · unset to 183436341.0Jul 24, 2024 to Oct 2, 2024
- Individual RAUM · unset to 1020998.0Jul 24, 2024 to Oct 2, 2024
Signals
3 dated events
- Owl Creek Wealth Partners reported RAUM $602.3M, up 66% from $363.0M (2025-03-28 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- Owl Creek Wealth Partners reported RAUM $363.0M, up 76% from $205.9M (2024-10-02 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Owl Creek Wealth Partners filed its initial SEC registration (Form ADV)May 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-409-4409reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/owl-creek-wealth-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- owlcreekwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-409-4409reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $201Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026