DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Perspective Wealth Advisors
Legal name Perspective Wealth Advisors LLC
Latest filing Mar 24, 2026
First filing on the tape Aug 8, 2024 · 14 filings
SEC status approved since Sep 9, 2024
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$157M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$31.6M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$158M as of Mar 24, 2026
Mar 21, 2025$113M then
HNW client RAUM$113M as of Mar 24, 2026
Mar 21, 2025$68.8M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 21, 20253 then
Employees (5.A)7 as of Mar 24, 2026
Mar 21, 20256 then
Private funds: no history
RAUM +40% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $31.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $225,769derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -38%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $26.9M, 98 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$113M71%
- Individuals$44.3M28%
- Corporations and businesses$1.0M0.6%
- Individual clients
- 123reported
- HNW clients
- 53reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 700reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.9M for 98 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Zachary Adam GasperCertified Financial Planner | Loveland, Co | Sep 9, 2024 | 10 y | 3 |
| Tyler Ryan HensenCertified Financial Planner | Loveland, Co | Sep 9, 2024 | 10 y | 0 |
| Steven Jacob Weigandt | Loveland, Co | Sep 16, 2024 | 12 y | 0 |
| Jaxon Todd Samsel | Loveland, Co | Jun 11, 2026 | 10 y | 0 |
| Josh William WeiselChartered Financial Analyst | Loveland, Co | Jul 31, 2026 | 13 y | 2 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months
Left, latest
- James Alexander Milroy to Owl Creek Wealth PartnersMay 1, 2026 · RIA to RIA
- Cole Gunnar Johnson to Northwestern Mutual Investment Services,LLCNov 25, 2024 · Other
Joined, latest
- Josh William Weisel from Alphacore Capital LLCJul 31, 2026 · RIA to RIA
- James Alexander Milroy from Easterly Funds LLCMay 28, 2025 · Other
- Zachary Adam Gasper from Northwestern Mutual Investment Services,LLCSep 9, 2024 · Other
- Cole Gunnar Johnson from Northwestern Mutual Investment Services,LLCSep 9, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Northwestern Mutual Investment Services,LLCSep 9, 2024 · Fort Collins, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ryan Tyler Hensen · Coo And Cfocontrolsince 08/2024 · owns less than 5%
- Jacob Steven Weigandt · Ceo And Ccocontrolsince 08/2024 · owns less than 5%
Entity owners
- S&S Weigandt LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Loveland, Co · principal | 5 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 24, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $113,069,712 to $158,037,995, advisors 3 to 4, private clients 286 to 176, offices 0 to 0 (2025-03-21 to 2026-03-24)peers: independent wealth managers, $100M to $500M (5,676)
- affiliate changedChange between filings · filing Mar 24, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2026-01-12, no on the filing of 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Mar 24, 2026individual and HNW clients (Item 5.D) moved from 286.0 to 176.0 (-38.0%) between the annual amendments of 2025-03-21 and 2026-03-24; the peer median change was +3.0% (3310 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 2.9% percentile
- RAUM up 25 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $113,069,712 to $158,037,995 (+40.0%) between the annual amendments of 2025-03-21 and 2026-03-24; the peer median change was +15.0% (4551 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 657 to 700Jan 12, 2026 to Mar 24, 2026
- Advisory employees · 3 to 4Jan 12, 2026 to Mar 24, 2026
- Corporate clients · unset to 1.0Jan 12, 2026 to Mar 24, 2026
- HNW clients · 84 to 53Jan 12, 2026 to Mar 24, 2026
- Individual clients · 202 to 123Jan 12, 2026 to Mar 24, 2026
- Assets in custody · $9.4M to $26.9MJan 12, 2026 to Mar 24, 2026
- Employees · 6 to 7Jan 12, 2026 to Mar 24, 2026
- State-registered IARs · 3 to 4Jan 12, 2026 to Mar 24, 2026
- Discretionary RAUM · $113M to $158MJan 12, 2026 to Mar 24, 2026
- HNW RAUM · $68.8M to $113MJan 12, 2026 to Mar 24, 2026
- Individual RAUM · $40.5M to $44.3MJan 12, 2026 to Mar 24, 2026
- Pension RAUM · 2684454.0 to unsetJan 12, 2026 to Mar 24, 2026
- RAUM · $113M to $158MJan 12, 2026 to Mar 24, 2026
- Related insurance company · true to falseJan 12, 2026 to Mar 24, 2026
- Financial planning clients · 26-50 to 26-50Mar 21, 2025 to Jul 31, 2025
- Accounts · 624 to 657Dec 9, 2024 to Mar 21, 2025
- HNW clients · 40 to 84Dec 9, 2024 to Mar 21, 2025
- Individual clients · 111 to 202Dec 9, 2024 to Mar 21, 2025
- Assets in custody · $2.6M to $9.4MDec 9, 2024 to Mar 21, 2025
- Employees · 4 to 6Dec 9, 2024 to Mar 21, 2025
- Financial planning clients · 0 to 26-50Dec 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $112M to $113MDec 9, 2024 to Mar 21, 2025
- HNW RAUM · $68.3M to $68.8MDec 9, 2024 to Mar 21, 2025
- Individual RAUM · $39.5M to $40.5MDec 9, 2024 to Mar 21, 2025
- Pension RAUM · $2.7M to $2.7MDec 9, 2024 to Mar 21, 2025
- RAUM · $112M to $113MDec 9, 2024 to Mar 21, 2025
- Accounts · 0 to 624Oct 10, 2024 to Dec 9, 2024
- Advisory employees · 4 to 3Oct 10, 2024 to Dec 9, 2024
- HNW clients · unset to 40.0Oct 10, 2024 to Dec 9, 2024
- Individual clients · unset to 111.0Oct 10, 2024 to Dec 9, 2024
- Assets in custody · unset to 2617446.0Oct 10, 2024 to Dec 9, 2024
- Custody of client assets · false to trueOct 10, 2024 to Dec 9, 2024
- Employees · 5 to 4Oct 10, 2024 to Dec 9, 2024
- State-registered IARs · 4 to 3Oct 10, 2024 to Dec 9, 2024
- Discretionary RAUM · $0 to $112MOct 10, 2024 to Dec 9, 2024
- HNW RAUM · unset to 68347181.0Oct 10, 2024 to Dec 9, 2024
- Individual RAUM · unset to 39519178.0Oct 10, 2024 to Dec 9, 2024
- Pension RAUM · unset to 2702268.0Oct 10, 2024 to Dec 9, 2024
- RAUM · $0 to $112MOct 10, 2024 to Dec 9, 2024
Signals
5 dated events
- James Alexander Milroy left Perspective Wealth Advisors for Owl Creek Wealth Partners (registered 2026-07-09)May 1, 2026 · Advisor changed firm · fact
- Cole Gunnar Johnson left Perspective Wealth Advisors for Northwestern Mutual Investment Services,Llc (registered 2026-01-01)Nov 25, 2024 · Advisor changed firm · fact
- 2 advisors left Northwestern Mutual Investment Services,Llc (Fort Collins, CO) for Perspective Wealth Advisors on the same daySep 9, 2024 · Team lift-out · derived
- Jacob Steven Weigandt (Chief Executive Officer) appeared on Schedule A of Perspective Wealth AdvisorsAug 16, 2024 · Control person joined · fact
- Perspective Wealth Advisors filed its initial SEC registration (Form ADV)Aug 8, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/perspective-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- perspectivewealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 970-732-7975reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026