DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morey & Quinn Wealth Partners
Legal name Morey & Quinn Wealth Partners LLC
Latest filing Sep 2, 2026
First filing on the tape Jul 24, 2024 · 14 filings
SEC status approved since Aug 22, 2024
RAUM
$373M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$370M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$373M as of Aug 10, 2026
Jan 9, 2025$321M then
HNW client RAUM$172M as of Aug 10, 2026
Jan 9, 2025$213M then
State-registered IARs (5.B.3)3 as of Aug 10, 2026
Jan 9, 20253 then
Employees (5.A)4 as of Aug 10, 2026
Jan 9, 20254 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 183derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $237,097derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $16.8M, 63 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$199M53%
- High-net-worth individuals$172M46%
- Pension and profit-sharing plans$2.6M0.7%
- Corporations and businesses$498,8830.1%
- Individual clients
- 508reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,575reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $255M managedreported
- Custody of client assets
- $16.8M for 63 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Andrew Morey | Omaha, Ne | Oct 16, 2024 | 21 y | 1 |
| Pauline Jo Quinn | Omaha, Ne | Oct 18, 2024 | 32 y | 3 |
| Katie Ann BrunoCertified Financial Planner | Omaha, Ne | Oct 29, 2024 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Katie Ann Bruno from Raymond James Financial Services Advisors, IncOct 29, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Pauline Jo Quinn from Raymond James Financial Services Advisors, IncOct 18, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Michael Andrew Morey from Raymond James Financial Services Advisors, IncOct 16, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Raymond James Financial Services Advisors, IncOct 2, 2024 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Katie Bruno · Partner, Financial Advisor, And Chief Compliance Officercontrolsince 06/2024 · owns 25% to 50%
- Andrew Michael Morey · Partner And Financial Advisorcontrolsince 06/2024 · owns 25% to 50%
- Jo Pauline Quinn · Partner And Financial Advisorcontrolsince 06/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 3, 2026HNW share of RAUM moved from 65.0% to 46.0% between the annual amendments of 2025-03-24 and 2026-04-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Aug 10, 2026 to Sep 2, 2026
- Related adviser · false to unsetAug 10, 2026 to Sep 2, 2026
- Related bank · false to unsetAug 10, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetAug 10, 2026 to Sep 2, 2026
- Related insurance company · false to unsetAug 10, 2026 to Sep 2, 2026
- Succession · false to unsetAug 10, 2026 to Sep 2, 2026
- Assets in custody · $373M to $16.8MApr 3, 2026 to Aug 10, 2026
- Accounts · 1,473 to 1,575Feb 5, 2026 to Mar 9, 2026
- BD registered reps · 2 to 1Feb 5, 2026 to Mar 9, 2026
- HNW clients · 84 to 40Feb 5, 2026 to Mar 9, 2026
- Individual clients · 436 to 508Feb 5, 2026 to Mar 9, 2026
- Assets in custody · $328M to $373MFeb 5, 2026 to Mar 9, 2026
- Employees · 5 to 4Feb 5, 2026 to Mar 9, 2026
- Financial planning clients · 1-10 to 251-500Feb 5, 2026 to Mar 9, 2026
- Discretionary RAUM · $328M to $370MFeb 5, 2026 to Mar 9, 2026
- HNW RAUM · $215M to $172MFeb 5, 2026 to Mar 9, 2026
- Individual RAUM · $113M to $199MFeb 5, 2026 to Mar 9, 2026
- Non-discretionary RAUM · $0 to $3.4MFeb 5, 2026 to Mar 9, 2026
- Pension RAUM · unset to 2627441.0Feb 5, 2026 to Mar 9, 2026
- RAUM · $328M to $373MFeb 5, 2026 to Mar 9, 2026
- Wrap assets (manager) · $209M to $255MFeb 5, 2026 to Mar 9, 2026
- Financial planning clients · 1-10 to 1-10Mar 24, 2025 to Jul 29, 2025
- Wrap assets (manager) · unset to 208963724.0Mar 24, 2025 to Jul 29, 2025
- Wrap assets (sponsor) · unset to 0.0Mar 24, 2025 to Jul 29, 2025
- Accounts · 1,305 to 1,473Jan 9, 2025 to Mar 24, 2025
- HNW clients · 80 to 84Jan 9, 2025 to Mar 24, 2025
- Individual clients · 383 to 436Jan 9, 2025 to Mar 24, 2025
- Assets in custody · $500,000 to $328MJan 9, 2025 to Mar 24, 2025
- Employees · 4 to 5Jan 9, 2025 to Mar 24, 2025
- Financial planning clients · 0 to 1-10Jan 9, 2025 to Mar 24, 2025
- Discretionary RAUM · $321M to $328MJan 9, 2025 to Mar 24, 2025
- HNW RAUM · $213M to $215MJan 9, 2025 to Mar 24, 2025
- Individual RAUM · $108M to $113MJan 9, 2025 to Mar 24, 2025
- RAUM · $321M to $328MJan 9, 2025 to Mar 24, 2025
- Accounts · unset to 1305.0Nov 6, 2024 to Dec 20, 2024
- HNW clients · unset to 80.0Nov 6, 2024 to Dec 20, 2024
- Individual clients · unset to 383.0Nov 6, 2024 to Dec 20, 2024
- Assets in custody · unset to 500000.0Nov 6, 2024 to Dec 20, 2024
- Custody of client assets · false to trueNov 6, 2024 to Dec 20, 2024
- Discretionary RAUM · unset to 321233226.0Nov 6, 2024 to Dec 20, 2024
Signals
2 dated events
- 3 advisors left Raymond James Financial Services Advisors, Inc (Omaha, NE) for Morey & Quinn Wealth Partners on the same dayOct 2, 2024 · Team lift-out · derived
- Morey & Quinn Wealth Partners filed its initial SEC registration (Form ADV)Jul 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/morey-quinn-wealth-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- moreyandquinn.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (402) 502-9900reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026