DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stone Point Credit Income Adviser LLC
Latest filing Mar 31, 2026
First filing on the tape Jul 15, 2024 · 5 filings
SEC status approved since Aug 14, 2024
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
64 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 31, 2025$1.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)80 as of Mar 31, 2026
Mar 31, 202563 then
Private funds1 as of Mar 31, 2026
Mar 31, 20251 then
RAUM +103808% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $396MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +103808%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $16.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=11.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Gene Basov · Chief Financial Officercontrolsince 06/2024 · owns less than 5%
- Jonathan Scott Bronner · Head Of Credit And Managing Directorcontrolsince 06/2024 · owns less than 5%
- Dawson James Carey · Managing Directorcontrolsince 06/2024 · owns less than 5%
- James Brian Rooder · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Louis Eric Rosenzweig · Managing Directorcontrolsince 06/2024 · owns less than 5%
- Jay David Wermuth · Managing Director And General Counselcontrolsince 06/2024 · owns less than 5%
- David Nicolas Zerbib · Managing Directorcontrolsince 06/2024 · owns less than 5%
- Arthur Charles Davis · Membercontrolsince 12/2013 · owns 25% to 50% of Spc Field Partners LLC
Entity owners
- Stone Point Credit Management LLC · Memberdirect · owns 75% or more
- Spc Field Credit Holdings LLC · Memberindirect · owns 75% or more of Stone Point Credit Holdings LLC
- Spc Field Partners LLC · Memberindirect · owns 50% to 75% of Spc Field Credit Holdings LLC
- Stone Point Credit Holdings LLC · Memberindirect · owns 75% or more of Stone Point Credit LLC
- Stone Point Credit LLC · Memberindirect · owns 75% or more of Stone Point Credit Management LLC
Related persons
Schedule D 7.A
- Overland Point Gp, LLCinvestment adviserpooled vehicle sponsorn
- Sound Point Capital Management, LPinvestment advisernRAUM $37B
- Spc Almond Point Gp, LLCinvestment adviserpooled vehicle sponsorn
- Spc Capital Markets LLCbroker-dealern
- Spc Liquid Credit Fund Gp, LLCinvestment adviserpooled vehicle sponsorn
- Spc Opps Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Spc Opps Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
- Spc Pacific Point Gp, LLCinvestment adviserpooled vehicle sponsorn
- Stone Point Capital LLCinvestment advisernRAUM $68B
- Stone Point Credit Adviser LLCinvestment advisernRAUM $11B
- Stone Point Gp Ltd.investment adviserpooled vehicle sponsorn
- Trident Capital IV, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Ix, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital V-Pf, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital V, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Vi, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Vii, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Viii, L.P.investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
- New York, NY
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-05-13, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 2 to 3May 13, 2025 to Mar 31, 2026
- Advisory employees · 55 to 64May 13, 2025 to Mar 31, 2026
- Assets in custody · unset to 15982259.0May 13, 2025 to Mar 31, 2026
- Custody of client assets · false to trueMay 13, 2025 to Mar 31, 2026
- Employees · 63 to 80May 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1M to $1.2BMay 13, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1 to $0May 13, 2025 to Mar 31, 2026
- RAUM · $1.1M to $1.2BMay 13, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 13, 2025
- Accounts · 0 to 2Dec 20, 2024 to Mar 31, 2025
- Advisory employees · 39 to 55Dec 20, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Dec 20, 2024 to Mar 31, 2025
- BD registered reps · 4 to 11Dec 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 1.0Dec 20, 2024 to Mar 31, 2025
- Employees · 45 to 63Dec 20, 2024 to Mar 31, 2025
- Private funds · unset to 1Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $0 to $1.1MDec 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 1.0Dec 20, 2024 to Mar 31, 2025
- RAUM · $0 to $1.1MDec 20, 2024 to Mar 31, 2025
Signals
1 dated events
- Stone Point Credit Income Adviser Llc filed its initial SEC registration (Form ADV)Jul 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Stone Point Credit Income Adviser LLC · Independent Sponsorsshared crd · capital_provider
- Stone Point Credit Income Adviser LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/STONE-POINT-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- spcif.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-862-2900reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026