DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• W••••• M•••••••••
Legal name S• • D• F••••••••• L•••••
Latest filing May 11, 2026
First filing on the tape Dec 8, 2025 · 3 filings
SEC status approved since Jan 12, 2026
RAUM
$134M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$134M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$19.2M
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$134M as of May 11, 2026
Dec 8, 2025$126M then
HNW client RAUM$77.9M as of May 11, 2026
Dec 8, 2025$27.4M then
State-registered IARs (5.B.3)6 as of May 11, 2026
Dec 8, 20256 then
Employees (5.A)15 as of May 11, 2026
Dec 8, 202515 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $19.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $228,194derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$77.9M58%
- Individuals$56.3M42%
- Individual clients
- 258reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 588reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• W•••••• D••••••••• | San Antonio, Tx | Feb 4, 2025 | 16 y | 3 |
| S•••••• L••••••• B•••• | San Antonio, Tx | Feb 7, 2025 | 14 y | 3 |
| G•••• M•••• S•••• | San Antonio, Tx | Feb 7, 2025 | 13 y | 1 |
| T•••• R••••• D••••••••• | San Antonio, Tx | Feb 7, 2025 | 12 y | 1 |
| K•••• K•••••••• | San Antonio, Tx | Sep 25, 2025 | 15 y | 1 |
| M•••••• A•••••••• O••••••• | San Antonio, Tx | Apr 9, 2026 | 12 y | 1 |
| B•••• H••••• C••••••••• | San Antonio, Tx | Apr 9, 2026 | 10 y | 1 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- A•••••• R•••••• V•••••• to A•••• W••••• L••Nov 24, 2025 · RIA to a state-registered adviser
Joined, latest
- M•••••• A•••••••• O••••••• from G•••••••• W••••• M••••••••• L••Apr 9, 2026 · RIA to RIA
- B•••• H••••• C••••••••• from J••• M••••• S••••••••• L••Apr 9, 2026 · Wirehouse to independent RIA
- K•••• K•••••••• from M•• I•••••••• S•••••••• L••Sep 25, 2025 · Affiliated broker-dealer or bank to independent RIA
- G•••• M•••• S•••• from C•••••• A••••••• S•••••••• L••Feb 7, 2025 · RIA to RIA
- A•••••• R•••••• V•••••• from C•••••• A••••••• S•••••••• L••Feb 7, 2025 · RIA to RIA
- T•••• R••••• D••••••••• from C•••••• A••••••• S•••••••• L••Feb 7, 2025 · RIA to RIA
- S•••••• L••••••• B•••• from C•••••• A••••••• S•••••••• L••Feb 7, 2025 · RIA to RIA
- D••• W•••••• D••••••••• from C•••••• A••••••• S•••••••• L••Feb 4, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from C•••••• A••••••• S•••••••• L••Jul 24, 2025 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••••• L••••••• · Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- D••••••••• D•••• W•••••• · Managing Member & Chief Executive Officercontrolsince 07/2024 · owns 75% or more
- D••••••••• T••••• R••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 7 | 3 | 0 | ||
| New Braunfels, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 556 to 588Dec 8, 2025 to Feb 12, 2026
- Advisory employees · 6 to 5Dec 8, 2025 to Feb 12, 2026
- HNW clients · 19 to 44Dec 8, 2025 to Feb 12, 2026
- Individual clients · 281 to 258Dec 8, 2025 to Feb 12, 2026
- Discretionary RAUM · $126M to $133MDec 8, 2025 to Feb 12, 2026
- HNW RAUM · $27.4M to $77.9MDec 8, 2025 to Feb 12, 2026
- Individual RAUM · $98.6M to $56.3MDec 8, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $0 to $702,652Dec 8, 2025 to Feb 12, 2026
- RAUM · $126M to $134MDec 8, 2025 to Feb 12, 2026
Signals
2 dated events
- A•••••• R•••••• V•••••• left R••••••• W••••• M••••••••• for A•••• W••••• L•• (registered 2026-01-14)Nov 24, 2025 · Advisor changed firm · fact
- 5 advisors left C•••••• A••••••• S•••••••• L•• (Dallas, TX) for R••••••• W••••• M••••••••• on the same dayJul 24, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/reliancefinancialpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/4819508/admin/feed/postsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 210-255-3040reportedpublic record, Form ADV, May 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026