DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cantata Wealth Management, LLC
Latest filing Aug 11, 2026
First filing on the tape Jul 19, 2024 · 13 filings
SEC status approved since Aug 6, 2026
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$101M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$33.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$101M as of Aug 11, 2026
Jan 31, 2025$43.4M then
HNW client RAUM$98.6M as of Aug 11, 2026
Jan 31, 2025$6.9M then
State-registered IARs (5.B.3)3 as of Aug 11, 2026
Jan 31, 20253 then
Employees (5.A)4 as of Aug 11, 2026
Jan 31, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
- RAUM per advisor
- $33.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $879,062derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $30.0M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.6M97%
- Individuals$2.5M2.5%
- Individual clients
- 9reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 115reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.0M for 12 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Daniel BarryCertified Financial Planner, Chartered Financial Analyst | Coral Gables, Fl | Aug 30, 2024 | 38 y | 2 |
| Christina Noelle KramlichCertified Financial Planner | Coral Gables, Fl | Jan 16, 2025 | 14 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christina Noelle Kramlich from Chicory WealthJan 16, 2025 · RIA to RIA
- Kevin Daniel Barry from Summit Financial, LLCAug 30, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel Kevin Barry · Co-Ceo And Chief Investment Officercontrolsince 05/2024 · owns 25% to 50%
- Steven Gregory Cheng · Co-Ceo And President, Ccocontrolsince 05/2024 · owns 25% to 50%
- Christopher Jeffrey Bechtel · Partnersince 05/2024 · owns 5% to 10%
- Franklyn Roger Hartley · Partnersince 05/2024 · owns 10% to 25%
- Noelle Christina Kramlich · Partnersince 05/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 80 to 115Jul 28, 2025 to Aug 11, 2026
- HNW clients · 15 to 21Jul 28, 2025 to Aug 11, 2026
- Individual clients · 7 to 9Jul 28, 2025 to Aug 11, 2026
- Assets in custody · $65.7M to $30.0MJul 28, 2025 to Aug 11, 2026
- Financial planning clients · 0 to 1-10Jul 28, 2025 to Aug 11, 2026
- Other offices · 3 to 4Jul 28, 2025 to Aug 11, 2026
- Discretionary RAUM · $65.7M to $101MJul 28, 2025 to Aug 11, 2026
- HNW RAUM · $50.3M to $98.6MJul 28, 2025 to Aug 11, 2026
- Individual RAUM · $15.4M to $2.5MJul 28, 2025 to Aug 11, 2026
- RAUM · $65.7M to $101MJul 28, 2025 to Aug 11, 2026
- Accounts · 70 to 80May 9, 2025 to Jul 28, 2025
- HNW clients · 13 to 15May 9, 2025 to Jul 28, 2025
- Assets in custody · $45.4M to $65.7MMay 9, 2025 to Jul 28, 2025
- Discretionary RAUM · $45.4M to $65.7MMay 9, 2025 to Jul 28, 2025
- HNW RAUM · $43.9M to $50.3MMay 9, 2025 to Jul 28, 2025
- Individual RAUM · $1.5M to $15.4MMay 9, 2025 to Jul 28, 2025
- RAUM · $45.4M to $65.7MMay 9, 2025 to Jul 28, 2025
- Accounts · 65 to 70Feb 20, 2025 to Apr 10, 2025
- HNW clients · 7 to 13Feb 20, 2025 to Apr 10, 2025
- Individual clients · 12 to 7Feb 20, 2025 to Apr 10, 2025
- Assets in custody · $43.4M to $45.4MFeb 20, 2025 to Apr 10, 2025
- Insurance-licensed employees · 0 to 1Feb 20, 2025 to Apr 10, 2025
- Discretionary RAUM · $43.4M to $45.4MFeb 20, 2025 to Apr 10, 2025
- HNW RAUM · $6.9M to $43.9MFeb 20, 2025 to Apr 10, 2025
- Individual RAUM · $36.5M to $1.5MFeb 20, 2025 to Apr 10, 2025
- RAUM · $43.4M to $45.4MFeb 20, 2025 to Apr 10, 2025
- Accounts · 71 to 65Dec 23, 2024 to Jan 31, 2025
- Advisory activities · 3 to 4Dec 23, 2024 to Jan 31, 2025
- HNW clients · 16 to 7Dec 23, 2024 to Jan 31, 2025
- Individual clients · unset to 12.0Dec 23, 2024 to Jan 31, 2025
- Assets in custody · unset to 43388317.0Dec 23, 2024 to Jan 31, 2025
- Custody of client assets · false to trueDec 23, 2024 to Jan 31, 2025
- Discretionary RAUM · $32.3M to $43.4MDec 23, 2024 to Jan 31, 2025
- HNW RAUM · $32.3M to $6.9MDec 23, 2024 to Jan 31, 2025
- Individual RAUM · unset to 36477439.0Dec 23, 2024 to Jan 31, 2025
- RAUM · $32.3M to $43.4MDec 23, 2024 to Jan 31, 2025
- Accounts · 0 to 71Dec 12, 2024 to Dec 23, 2024
- Advisory employees · 2 to 3Dec 12, 2024 to Dec 23, 2024
- HNW clients · unset to 16.0Dec 12, 2024 to Dec 23, 2024
- Employees · 3 to 4Dec 12, 2024 to Dec 23, 2024
Signals
2 dated events
- Cantata Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $65.7M)Dec 20, 2025 · Left the SEC roster · derived
- Welltruist Capital Management, Llc filed its initial SEC registration (Form ADV)Jul 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@cantatawealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 844-226-8282reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cantata-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cantatawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-226-8282reportedpublic record, Form ADV, Aug 11, 2026
- Team page
- cantatawealth.com/people/kevin-barryreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026