DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W•••••
Legal name M• K•••• • A••••••••• L••
Latest filing Jul 13, 2026
First filing on the tape Oct 30, 2017 · 41 filings
SEC status approved since Nov 30, 2017
RAUM
$840M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$829M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$56.0M
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
1
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$840M as of Jul 13, 2026
Mar 2, 2018$0 then
HNW client RAUM$632M as of Jul 13, 2026
Jan 25, 2019$125M then
State-registered IARs (5.B.3)12 as of Jul 13, 2026
Mar 2, 20188 then
Employees (5.A)23 as of Jul 13, 2026
Mar 2, 20188 then
Private funds1 as of Jul 13, 2026
Mar 31, 20221 then
RAUM +23% over the last fiscal year+18% a year over threeIARs 11 to 12
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $56.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $380,607derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.4derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $201M, 163 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$632M75%
- Individuals$198M24%
- Charitable organizations$10.2M1.2%
- Corporations and businesses$644,4100.1%
- Pooled investment vehicles$93,0530.0%
- Individual clients
- 314reported
- HNW clients
- 225reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 2,208reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $201M for 163 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•• F••••• K•••• | Decatur, Ga | Jan 16, 2018 | 24 y | 1 |
| J•••• E••••• N•••••••Certified Financial Planner | Decatur, Ga | Jan 30, 2018 | 11 y | 1 |
| M••• B•••••• S••••••Certified Financial Planner | Decatur, Ga | Jan 30, 2018 | 13 y | 1 |
| D••••• C•••• M•••••Certified Financial Planner | Decatur, Ga | Jan 30, 2018 | 12 y | 1 |
| R•••••• M•••• N•••Certified Financial Planner | Decatur, Ga | Jan 1, 2022 | 11 y | 0 |
| K•••••••• D•••• H•••••••Certified Financial Planner | Graylake, Il | Dec 18, 2022 | 13 y | 1 |
| T••• M•••• T•••• | Decatur, Ga | Aug 24, 2023 | 14 y | 0 |
| E•••• M•••• D••• | Decatur, Ga | Dec 7, 2023 | 11 y | 0 |
| A•••• R•••••• R••••••••Certified Financial Planner | Hillsborough, Nc | Feb 9, 2024 | 11 y | 0 |
| H•••• F•••••••• C•••••••• L•••••••••Certified Financial Planner | Decatur, Ga | Apr 23, 2024 | 9 y | 0 |
| E••• J•••• B••••••••• | Westminster, Co | Apr 11, 2025 | 11 y | 0 |
| C•••••••• I••••• G••••••• | Decatur, Ga | Jul 14, 2026 | 10 y | 0 |
| B••• J• R•••••Certified Financial Planner | South D•••Field, Ma | Jul 15, 2026 | 11 y | 1 |
| S••••••• W•••• S•••••••••Certified Financial Planner | Philadelphia, Pa | Aug 21, 2026 | 10 y | 3 |
| K•••• A•• M•••••• | Decatur, Ga | Sep 2, 2026 | 13 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- C•••••••• N••••• K••••••• to C•••••• W••••• M••••••••• L••Aug 30, 2024 · RIA to RIA
- B••••• A•••• S•••• to F•••••• F••••••••Oct 26, 2023 · RIA to RIA
- N••••• C• K•••••• to W••••• E••••••••• A••••••• S•••••••• L••Aug 11, 2023 · RIA to RIA
Joined, latest
- S••••••• W•••• S••••••••• from M••••• F••• W••••• M••••••••• L••Aug 21, 2026 · RIA to RIA
- B••• J• R••••• from B••••• P••••• A•••••••• L••Jul 15, 2026 · RIA to RIA
- K•••••••• D•••• H••••••• from A••••••••• F•••••••• S•••••••• L••Dec 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- B••••• A•••• S•••• from B••••••••• G•••• • A•••••••••Mar 14, 2022 · RIA to RIA
- C•••••••• N••••• K••••••• from P••••••• A••••••• L••Oct 16, 2019 · RIA to RIA
- M••• B•••••• S•••••• from A••••••••• F•••••••• S•••••••• L••Jan 30, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• C•••• M••••• from A••••••••• F•••••••• S•••••••• L••Jan 30, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• E••••• N••••••• from A••••••••• F•••••••• S•••••••• L••Jan 30, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- M•• F••••• K•••• from A••••••••• F•••••••• S•••••••• L••Jan 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••••••••• F•••••••• S•••••••• L••Jan 8, 2018 · Decatur, Ga
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C• A•••• F••• | Private Equity Fund | $7.2M | 67 | Apr 27, 2021 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• J••••• R•••••• · Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- K••••• M•••••••• A•• · Ceo/Foundercontrolsince 10/2017 · owns less than 5%
- S••••••• M•••• B•••••• · Owner/Executive/Senior/Financial Plannercontrolsince 09/2018 · owns 10% to 25%
- K••••• M•••••••• A•• · Trusteecontrolsince 12/2017 · owns F of F••••• K•••• F••••• L••••• T••••
- K••••••• D•••••• R••••• · Financial Advisorsince 07/2020 · owns 5% to 10%
- M•••••• D•••••• C•••• · Portfolio Managersince 07/2020 · owns 5% to 10%
- N•••••••• J••••• E••••• · Financial Advisorsince 07/2020 · owns 5% to 10%
Entity owners
- F••••• K•••• F••••• L••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Decatur, Ga | 15 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,948 to 2,208Jan 28, 2026 to Mar 30, 2026
- Advisory employees · 11 to 12Jan 28, 2026 to Mar 30, 2026
- Charity clients · 6 to 7Jan 28, 2026 to Mar 30, 2026
- HNW clients · 196 to 225Jan 28, 2026 to Mar 30, 2026
- Individual clients · 282 to 314Jan 28, 2026 to Mar 30, 2026
- Assets in custody · $191M to $201MJan 28, 2026 to Mar 30, 2026
- Employees · 18 to 23Jan 28, 2026 to Mar 30, 2026
- State-registered IARs · 11 to 12Jan 28, 2026 to Mar 30, 2026
- Discretionary RAUM · $680M to $838MJan 28, 2026 to Mar 30, 2026
- HNW RAUM · $522M to $632MJan 28, 2026 to Mar 30, 2026
- Individual RAUM · $154M to $198MJan 28, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $2.3M to $2.5MJan 28, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 93053.0Jan 28, 2026 to Mar 30, 2026
- RAUM · $683M to $840MJan 28, 2026 to Mar 30, 2026
- Wrap assets (manager) · 0.0 to unsetJan 28, 2026 to Mar 30, 2026
- Wrap assets (sponsor) · 0.0 to unsetJan 28, 2026 to Mar 30, 2026
- Accounts · 1,854 to 1,948Oct 29, 2024 to Mar 20, 2025
- HNW clients · 185 to 196Oct 29, 2024 to Mar 20, 2025
- Individual clients · 278 to 282Oct 29, 2024 to Mar 20, 2025
- Assets in custody · $176M to $191MOct 29, 2024 to Mar 20, 2025
- Financial planning clients · 251-500 to 251-500Oct 29, 2024 to Mar 20, 2025
- HQ city · unset to Oct 29, 2024 to Mar 20, 2025
- HQ state · unset to Oct 29, 2024 to Mar 20, 2025
- Other offices · 8 to 10Oct 29, 2024 to Mar 20, 2025
- Discretionary RAUM · $629M to $680MOct 29, 2024 to Mar 20, 2025
- HNW RAUM · $485M to $522MOct 29, 2024 to Mar 20, 2025
- Individual RAUM · $134M to $154MOct 29, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $2.9M to $2.3MOct 29, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · 7238353.0 to unsetOct 29, 2024 to Mar 20, 2025
- RAUM · $632M to $683MOct 29, 2024 to Mar 20, 2025
- Accounts · 1,728 to 1,854Nov 14, 2023 to Mar 8, 2024
- Advisory employees · 9 to 11Nov 14, 2023 to Mar 8, 2024
- HNW clients · 172 to 185Nov 14, 2023 to Mar 8, 2024
- Individual clients · 268 to 278Nov 14, 2023 to Mar 8, 2024
- Assets in custody · $112M to $176MNov 14, 2023 to Mar 8, 2024
- Employees · 17 to 18Nov 14, 2023 to Mar 8, 2024
- State-registered IARs · 9 to 11Nov 14, 2023 to Mar 8, 2024
- Other offices · 9 to 8Nov 14, 2023 to Mar 8, 2024
- Discretionary RAUM · $501M to $629MNov 14, 2023 to Mar 8, 2024
- HNW RAUM · $392M to $485MNov 14, 2023 to Mar 8, 2024
Signals
8 dated events
- C•••••••• N••••• K••••••• left C•••••• W••••• for C•••••• W••••• M••••••••• L•• (registered 2025-01-16)Aug 30, 2024 · Advisor changed firm · fact
- B••••• A•••• S•••• left C•••••• W••••• for F•••••• F•••••••• (registered 2024-02-15)Oct 26, 2023 · Advisor changed firm · fact
- N••••• C• K•••••• left C•••••• W••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-01-22)Aug 11, 2023 · Advisor changed firm · fact
- C•••••• W••••• reported RAUM $530.7M, up 43% from $371.2M (2021-10-07 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••••• W••••• reported 7 offices beyond its principal office, up from 1 (2021-03-08 to 2021-04-27)Apr 27, 2021 · Office count change · derived
- C•••••• W••••• reported RAUM $371.2M, up 42% from $260.5M (2021-01-19 to 2021-02-23)Feb 23, 2021 · RAUM change · derived
- Russell J•••• Hadaway (Chief Compliance Officer) appeared on Schedule A of C•••••• W•••••Jun 24, 2019 · Control person joined · fact
- M••••• K•••• • A••••••••• L•• filed its initial SEC registration (Form ADV)Oct 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• W••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 404-294-5917reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/18413386/adminreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (404) 294-5917reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- chicorywealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- CHICORYWEALTH.COM/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026