DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Route 20 Private Wealth Inc.
Latest filing Mar 31, 2026
First filing on the tape Jul 25, 2024 · 10 filings
SEC status approved since Aug 29, 2024
RAUM
$83.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$78.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$41.8M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$83.5M as of Mar 31, 2026
Mar 25, 2025$54.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 25, 20254 then
Employees (5.A)6 as of Mar 31, 2026
Mar 25, 20256 then
Private funds1 as of Mar 31, 2026
Mar 25, 20251 then
RAUM +53% over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $41.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $464,158derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $5.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$78.3M94%
- Pooled investment vehicles$5.3M6.3%
- Individual clients
- 73reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 180reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.3M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.06 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Eric Weitz | Fort Lauderdale, Fl | Sep 9, 2024 | 22 y | 9 |
| Michelle Cari Blouin | Fort Lauderdale, Fl | Dec 12, 2024 | 23 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michelle Cari Blouin from Axxcess Wealth Management, LLCDec 12, 2024 · Other
- Peter Eric Weitz from Axxcess Wealth Management, LLCSep 9, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Axxcess Wealth Management, LLCDec 2, 2024 · Carlsbad, Ca
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Essex Street Equity Opportunities, Limited Partnership | Private Equity Fund | $5.3M | 37 | Nov 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C Jay Molloy · Chief Compliance Officer And Corporate Secretarycontrolsince 07/2024 · owns less than 5%
- Daniel Eric Warlick · President And Directorcontrolsince 11/2024 · owns 25% to 50%
- Eric Peter Weitz · Ceo And Chairmancontrolsince 07/2024 · owns 25% to 50%
- Lawrence Wolfe · Treasurersince 11/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Lauderdale, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $54,605,989 to $83,548,470 (+53.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +8.0% (219 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 157 to 180Mar 25, 2025 to Mar 31, 2026
- Individual clients · 54 to 73Mar 25, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 2Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $54.6M to $83.5MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $49.3M to $78.3MMar 25, 2025 to Mar 31, 2026
- RAUM · $54.6M to $83.5MMar 25, 2025 to Mar 31, 2026
- Accounts · 2 to 157Nov 15, 2024 to Mar 25, 2025
- Individual clients · unset to 54.0Nov 15, 2024 to Mar 25, 2025
- Assets in custody · unset to 5283136.0Nov 15, 2024 to Mar 25, 2025
- Custody of client assets · false to trueNov 15, 2024 to Mar 25, 2025
- Financial planning clients · unset to Nov 15, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 4Nov 15, 2024 to Mar 25, 2025
- Other offices · 0 to 1Nov 15, 2024 to Mar 25, 2025
- Discretionary RAUM · $5.3M to $54.6MNov 15, 2024 to Mar 25, 2025
- Individual RAUM · unset to 49322853.0Nov 15, 2024 to Mar 25, 2025
- RAUM · $5.3M to $54.6MNov 15, 2024 to Mar 25, 2025
- Accounts · 0 to 2Nov 13, 2024 to Nov 15, 2024
- Advisory employees · 2 to 4Nov 13, 2024 to Nov 15, 2024
- Pooled vehicle clients · unset to 1.0Nov 13, 2024 to Nov 15, 2024
- Employees · 2 to 6Nov 13, 2024 to Nov 15, 2024
- State-registered IARs · 2 to 3Nov 13, 2024 to Nov 15, 2024
- Private funds · unset to 1Nov 13, 2024 to Nov 15, 2024
- Discretionary RAUM · $0 to $5.3MNov 13, 2024 to Nov 15, 2024
- Pooled vehicle RAUM · unset to 5283136.0Nov 13, 2024 to Nov 15, 2024
- RAUM · $0 to $5.3MNov 13, 2024 to Nov 15, 2024
- Related adviser · true to falseNov 13, 2024 to Nov 15, 2024
- Advisory activities · 2 to 3Aug 29, 2024 to Sep 9, 2024
- Related adviser · false to trueAug 26, 2024 to Aug 29, 2024
Signals
3 dated events
- 2 advisors left Axxcess Wealth Management, LLC (Carlsbad, CA) for Route 20 Private Wealth Inc. on the same dayDec 2, 2024 · Team lift-out · derived
- Daniel Eric Warlick (President And Director) appeared on Schedule A of Route 20 Private Wealth Inc.Nov 15, 2024 · Control person joined · fact
- Route 20 Private Wealth Inc. filed its initial SEC registration (Form ADV)Jul 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Route 20 Private Wealth Inc. · Independent Sponsorsshared crd · capital_provider
- Route 20 Private Wealth Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 954-866-8061reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- route20wealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 954-712-7490reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- route20wealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- route20wealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026