DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealth Ease Wealth Management

Independent wealth managerMarshall, MichiganCRD 332595SEC 801-135350websiteIAPD
Legal name Wealth Ease Wealth Management LLC
Latest filing Mar 6, 2026
First filing on the tape Feb 24, 2026 · 2 filings
SEC status approved since Feb 18, 2026
RAUM
$132M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
87%
$115M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$66.1M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$132M as of Mar 6, 2026
Feb 24, 2026$132M then
HNW client RAUM$54.2M as of Mar 6, 2026
Feb 24, 2026$54.2M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Feb 24, 20262 then
Employees (5.A)3 as of Mar 6, 2026
Feb 24, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$66.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
124derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$203,310derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$60.6M46%
  • High-net-worth individuals$54.2M41%
  • Pension and profit-sharing plans$17.4M13%
Individual clients
224reported
HNW clients
24reported
Pension plan clients
3reported
Charitable clients
0reported
Accounts
650reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Austin Erwin RinardCertified Financial PlannerMarshall, MiJan 21, 202514 y1
Todd Dean CandelariaMarshall, MiJan 27, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Erwin Austin Rinard · Managing Member And Chief Compliance Officercontrol
      since 07/2024 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Marshall, Mi · principal210
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    support@wealtheasewm.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    269-781-8371reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    wealtheasewm.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    269-781-8371reportedpublic record, Form ADV, Mar 6, 2026
    Contact form
    wealtheasewm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    wealtheasewm.com/team-memberreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $66.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026