DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marnoa Private Wealth Counsel Ltd.
Latest filing Mar 17, 2026
First filing on the tape Sep 5, 2024 · 5 filings
SEC status approved since Oct 17, 2024
RAUM
$19.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$19.3M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$6.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$19.3M as of Mar 17, 2026
Mar 31, 2025$1.4M then
HNW client RAUM$17.5M as of Mar 17, 2026
Mar 31, 2025$1.4M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Mar 31, 20253 then
Employees (5.A)3 as of Mar 17, 2026
Mar 31, 20254 then
Private funds: no history
RAUM +1277% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $6.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $343,137derivedHNW RAUM over HNW clients
- Average account
- $332,300derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1277%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$17.5M91%
- Individuals$1.8M9.2%
- Individual clients
- 8reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 58reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Pedro Manuel Ribeiro | Waterloo,Ontario | Oct 17, 2024 | 12 y | 1 |
| Nadeem KassamChartered Financial Analyst | Waterloo,Ontario | May 2, 2025 | 12 y | 0 |
| Christopher De Sousa | Waterloo,Ontario | Aug 5, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Pedro Manuel Ribeiro from Raymond James (USA) LtdOct 17, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Manuel Pedro Ribeiro · Owner, Ceo, Cfo, Coo, Ccocontrolsince 05/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 58Mar 31, 2025 to Jan 26, 2026
- HNW clients · unset to 51.0Mar 31, 2025 to Jan 26, 2026
- Individual clients · unset to 8.0Mar 31, 2025 to Jan 26, 2026
- Employees · 4 to 3Mar 31, 2025 to Jan 26, 2026
- Insurance-licensed employees · 3 to 0Mar 31, 2025 to Jan 26, 2026
- Discretionary RAUM · $1.4M to $19.3MMar 31, 2025 to Jan 26, 2026
- HNW RAUM · $1.4M to $17.5MMar 31, 2025 to Jan 26, 2026
- Individual RAUM · unset to 1773422.0Mar 31, 2025 to Jan 26, 2026
- RAUM · $1.4M to $19.3MMar 31, 2025 to Jan 26, 2026
- Accounts · unset to 2.0Sep 16, 2024 to Mar 31, 2025
- Advisory employees · 1 to 3Sep 16, 2024 to Mar 31, 2025
- Employees · 1 to 4Sep 16, 2024 to Mar 31, 2025
- Insurance-licensed employees · 0 to 3Sep 16, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Sep 16, 2024 to Mar 31, 2025
- HQ state · unset to Sep 16, 2024 to Mar 31, 2025
- State-registered IARs · 1 to 3Sep 16, 2024 to Mar 31, 2025
- Discretionary RAUM · unset to 1400000.0Sep 16, 2024 to Mar 31, 2025
- HNW RAUM · unset to 1400000.0Sep 16, 2024 to Mar 31, 2025
- Non-discretionary RAUM · unset to 0.0Sep 16, 2024 to Mar 31, 2025
- RAUM · unset to 1400000.0Sep 16, 2024 to Mar 31, 2025
Signals
1 dated events
- Marnoa Private Wealth Counsel Ltd. filed its initial SEC registration (Form ADV)Sep 5, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 519-707-0048reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/marnoa/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
- Website
- marnoa.careportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 519-707-0048reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- marnoa.ca/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026