DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oldfield Wealth Partners
Legal name Oldfield Wealth Partners LLC
Latest filing Jul 29, 2026
First filing on the tape Aug 23, 2024 · 11 filings
SEC status approved since Sep 20, 2024
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$110M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$27.5M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$110M as of Jul 29, 2026
Jan 27, 2025$101M then
HNW client RAUM$85.8M as of Jul 29, 2026
Jan 27, 2025$71.8M then
State-registered IARs (5.B.3)3 as of Jul 29, 2026
Jan 27, 20251 then
Employees (5.A)4 as of Jul 29, 2026
Jan 27, 20251 then
Private funds: no history
RAUM +8.6% over the last fiscal yearIARs 1 to 3
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $27.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $388,574derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.8M78%
- Individuals$24.2M22%
- Individual clients
- 63reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 283reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nathan Allen Freeman | Bangor, Me | Jan 29, 2026 | 21 y | 9 |
| Alexander John BriggsCertified Financial Planner | Bangor, Me | Apr 3, 2026 | 11 y | 1 |
| Chase Guerrette | Bangor, Me | Apr 23, 2026 | 10 y | 1 |
| Kyle Timothy GoupilleCertified Financial Planner | Bangor, Me | Jun 18, 2026 | 13 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Nathan Allen Freeman to Mariner IndependentAug 19, 2025 · RIA to RIA
Joined, latest
- Kyle Timothy Goupille from Ameritas Advisory Services, LLCJun 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Chase Guerrette from Ameritas Advisory Services, LLCApr 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alexander John Briggs from Ameritas Advisory Services, LLCApr 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nathan Allen Freeman from Mariner IndependentJan 29, 2026 · RIA to RIA
- Nathan Allen Freeman from Raymond James Financial Services Advisors, IncNov 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Ameritas Advisory Services, LLCMay 6, 2026 · Presque Isle, Me
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Nathan Freeman · Managing Member And Chief Compliance Officercontrolsince 12/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bangor, Me · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Apr 29, 2026 to Jul 29, 2026
- Employees · 3 to 4Apr 29, 2026 to Jul 29, 2026
- Advisory employees · 1 to 3Mar 5, 2026 to Apr 29, 2026
- Employees · 1 to 3Mar 5, 2026 to Apr 29, 2026
- State-registered IARs · 1 to 3Mar 5, 2026 to Apr 29, 2026
- Accounts · 0 to 283Feb 25, 2026 to Mar 5, 2026
- HNW clients · unset to 30.0Feb 25, 2026 to Mar 5, 2026
- Individual clients · unset to 63.0Feb 25, 2026 to Mar 5, 2026
- Discretionary RAUM · $0 to $110MFeb 25, 2026 to Mar 5, 2026
- HNW RAUM · unset to 85806802.0Feb 25, 2026 to Mar 5, 2026
- Individual RAUM · unset to 24159574.0Feb 25, 2026 to Mar 5, 2026
- RAUM · $0 to $110MFeb 25, 2026 to Mar 5, 2026
- Wrap assets (manager) · 0.0 to unsetFeb 25, 2026 to Mar 5, 2026
- Wrap assets (sponsor) · 0.0 to unsetFeb 25, 2026 to Mar 5, 2026
- Accounts · 94 to 0Jan 27, 2025 to Feb 25, 2026
- HNW clients · 26.0 to unsetJan 27, 2025 to Feb 25, 2026
- Individual clients · 62.0 to unsetJan 27, 2025 to Feb 25, 2026
- Pension plan clients · 6.0 to unsetJan 27, 2025 to Feb 25, 2026
- Discretionary RAUM · $94.7M to $0Jan 27, 2025 to Feb 25, 2026
- HNW RAUM · 71781442.0 to unsetJan 27, 2025 to Feb 25, 2026
- Individual RAUM · 22909757.0 to unsetJan 27, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $6.6M to $0Jan 27, 2025 to Feb 25, 2026
- Pension RAUM · 6601157.0 to unsetJan 27, 2025 to Feb 25, 2026
- RAUM · $101M to $0Jan 27, 2025 to Feb 25, 2026
- Accounts · 0 to 94Oct 29, 2024 to Jan 27, 2025
- HNW clients · unset to 26.0Oct 29, 2024 to Jan 27, 2025
- Individual clients · unset to 62.0Oct 29, 2024 to Jan 27, 2025
- Pension plan clients · unset to 6.0Oct 29, 2024 to Jan 27, 2025
- Financial planning clients · 0 to 51-100Oct 29, 2024 to Jan 27, 2025
- Discretionary RAUM · $0 to $94.7MOct 29, 2024 to Jan 27, 2025
- HNW RAUM · unset to 71781442.0Oct 29, 2024 to Jan 27, 2025
- Individual RAUM · unset to 22909757.0Oct 29, 2024 to Jan 27, 2025
- Non-discretionary RAUM · $0 to $6.6MOct 29, 2024 to Jan 27, 2025
- Pension RAUM · unset to 6601157.0Oct 29, 2024 to Jan 27, 2025
- RAUM · $0 to $101MOct 29, 2024 to Jan 27, 2025
- Legal name · OLDFIELD WEALTH PARTNERS, LLC to OLDFIELD WEALTH PARTNERS LLCAug 23, 2024 to Aug 23, 2024
Signals
4 dated events
- 2 advisors left Ameritas Advisory Services, LLC (Presque Isle, ME) for Oldfield Wealth Partners within 14 daysMay 6, 2026 · Team lift-out · derived
- Oldfield Wealth Partners reported RAUM $0, down 100% from $101.3M (2025-01-27 to 2026-02-25)Feb 25, 2026 · RAUM change · derived
- Nathan Allen Freeman left Oldfield Wealth Partners for Mariner Independent (registered 2025-07-15)Aug 19, 2025 · Advisor changed firm · fact
- Oldfield Wealth Partners filed its initial SEC registration (Form ADV)Aug 23, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 207-573-3001reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- oldfieldwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 207-573-3001reportedpublic record, Form ADV, Jul 29, 2026
- Team page
- oldfieldwealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026