DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••••••• I••••••••• S•••••••• L••

Independent wealth managerBrighton, MichiganCRD 332778SEC 801-135505websiteIAPD
Latest filing Aug 27, 2026
First filing on the tape Feb 5, 2026 · 2 filings
SEC status approved since Mar 6, 2026
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$105M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$17.9M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$107M as of Aug 27, 2026
Feb 5, 2026$107M then
HNW client RAUM$38.0M as of Aug 27, 2026
Feb 5, 2026$38.0M then
State-registered IARs (5.B.3)3 as of Aug 27, 2026
Feb 5, 20263 then
Employees (5.A)9 as of Aug 27, 2026
Feb 5, 20269 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$17.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$159,613derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$215MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$67.1M63%
  • High-net-worth individuals$38.0M35%
  • Pension and profit-sharing plans$2.0M1.9%
  • Corporations and businesses$207,7340.2%
Individual clients
259reported
HNW clients
18reported
Pension plan clients
3reported
Charitable clients
0reported
Accounts
672reported
Financial planning clients
0reported
Wrap fee programs
$107M sponsored, $107M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A•••••••• R• W••••••Brighton, MiOct 23, 202413 y1
R•••••• W•••••• S••••••••Certified Financial PlannerBrighton, MiOct 25, 202420 y6
A••• J••• C•••••••Brighton, MiDec 4, 202411 y0
L•••• R••••• D•••Brighton, MiDec 11, 202511 y0
L••• R•••• Z••••••Brighton, MiJul 27, 202610 y0
C••••••••• T••••• B•••••Brighton, MiJul 27, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• R••••••• W•••••• · Managing Member/ Ccocontrol
        since 08/2024 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Brighton, Mi · principal630
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Other offices · 1 to 2
        Feb 5, 2026 to Aug 27, 2026
      Signals
      1 dated events
      • 2 advisors left A• W••••• M••••••••• L•• (Livonia, MI) for S•••••••• I••••••••• S•••••••• L•• on the same day
        May 9, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      517-618-9000reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/strickler-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
      Website
      stricklerfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      5176189000reportedpublic record, Form ADV, Aug 27, 2026
      Contact form
      stricklerfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $17.9Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026