RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W•••••• S••••••••
- S•••••••• I••••••••• S•••••••• L•• independent RIA currentsince Oct 25, 2024 · Brighton, Mi
- A• W••••• M••••••••• L•• BD affiliatedOct 23, 2020 to May 9, 2025 · Topeka, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Oct 26, 2020 · Southfield, Mi
- M•• F•••••••• S•••••••• I••• formerNov 10, 2015 to Mar 25, 2017 · Southfield, Mi
- C••••••• S••••••••• I••• BD affiliatedMar 6, 2013 to Dec 2, 2015 · Warren, Mi
- P•• W••••• M••••••••• BD affiliatedAug 13, 2012 to Feb 8, 2013 · Romeo, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Jul 23, 2012 · Clinton Township, Mi
- A• W••••• M••••••••• L•• to S•••••••• I••••••••• S•••••••• L••left May 9, 2025, registered Oct 25, 2024 (-196 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to A• W••••• M••••••••• L••left Oct 26, 2020, registered Oct 23, 2020 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Dec 2, 2015, registered Nov 10, 2015 (-22 days) · Other
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Feb 8, 2013, registered Mar 6, 2013 (26 days) · Other
- H•••• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Jul 23, 2012, registered Aug 13, 2012 (21 days) · Other
- R•••••• W•••••• S•••••••• left A• W••••• M••••••••• L•• for S•••••••• I••••••••• S•••••••• L•• (registered 2024-10-25)May 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address