DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• W••••• P•••••••• L••
Latest filing Feb 18, 2026
First filing on the tape Dec 3, 2024 · 3 filings
SEC status approved since Jan 3, 2025
RAUM
$646M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$640M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$71.8M
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$646M as of Feb 18, 2026
Apr 29, 2025$564M then
HNW client RAUM$355M as of Feb 18, 2026
Apr 29, 2025$361M then
State-registered IARs (5.B.3)8 as of Feb 18, 2026
Apr 29, 20258 then
Employees (5.A)15 as of Feb 18, 2026
Apr 29, 202516 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 8 to 8
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $71.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 116derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $318,552derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +51%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$355M55%
- Individuals$285M44%
- Corporations and businesses$5.0M0.8%
- Charitable organizations$877,9970.1%
- Individual clients
- 859reported
- HNW clients
- 185reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 2,028reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• A•• W••••• | Lutz, Fl | Jan 5, 2022 | 20 y | 2 |
| R•• C•••••• E••••Certified Financial Planner | Lakewood, Co | Mar 3, 2025 | 22 y | 2 |
| A••••• T••• F•••••• | Lakewood, Co | Mar 3, 2025 | 16 y | 2 |
| J•••• L•• B•••• | Lakewood, Co | Mar 3, 2025 | 20 y | 5 |
| A•••••••• G•••• C••••••Certified Financial Planner | Lakewood, Co | Mar 3, 2025 | 22 y | 2 |
| T••••• L• C••••••Certified Financial Planner | Lakewood, Co | Mar 3, 2025 | 10 y | 1 |
| K•••••• R••• S•••••Certified Financial Planner | Lakewood, Co | Mar 3, 2025 | 11 y | 4 |
| S••••• J••• H••••• | Lakewood, Co | May 28, 2026 | 27 y | 0 |
| R••••• T••••• W••••• | Lakewood, Co | May 28, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••••• G•••• C•••••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
- R•• C•••••• E•••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
- J•••• L•• B•••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
- K•••••• R••• S••••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
- A••••• T••• F•••••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
- T••••• L• C•••••• from A••• C•••••• P•••••••• L••Mar 3, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from A••• C•••••• P•••••••• L••Apr 1, 2025 · Lakewood, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• A••••••••• G•••• · Managing Member/Ccocontrolsince 04/2014 · owns 25% to 50%
- E••••• R••• C•••••• · Managing Membercontrolsince 04/2014 · owns 25% to 50%
- F••••••• A•••••• T••• · Membersince 01/2019 · owns 10% to 25%
- W•••••• M••••••• A•• · Membersince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakewood, Co · principal | 9 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 18, 2026custody of client assets (Item 9.A): yes on the filing of 2025-04-29, no on the filing of 2026-02-18peers: independent wealth managers, $500M to $1B (1,482)
- client count surgeChange between filings · filing Feb 18, 2026individual and HNW clients (Item 5.D) moved from 693.0 to 1,044.0 (+51.0%) between the annual amendments of 2025-04-29 and 2026-02-18; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 2,001 to 2,028Apr 29, 2025 to Feb 18, 2026
- Charity clients · 1 to 7Apr 29, 2025 to Feb 18, 2026
- Corporate clients · 3 to 13Apr 29, 2025 to Feb 18, 2026
- HNW clients · 177 to 185Apr 29, 2025 to Feb 18, 2026
- Individual clients · 516 to 859Apr 29, 2025 to Feb 18, 2026
- Assets in custody · 6673773.0 to unsetApr 29, 2025 to Feb 18, 2026
- Custody of client assets · true to falseApr 29, 2025 to Feb 18, 2026
- Employees · 16 to 15Apr 29, 2025 to Feb 18, 2026
- Financial planning clients · 0 to 251-500Apr 29, 2025 to Feb 18, 2026
- Discretionary RAUM · $564M to $646MApr 29, 2025 to Feb 18, 2026
- HNW RAUM · $361M to $355MApr 29, 2025 to Feb 18, 2026
- Individual RAUM · $184M to $285MApr 29, 2025 to Feb 18, 2026
- RAUM · $564M to $646MApr 29, 2025 to Feb 18, 2026
- Accounts · 0 to 2,001Dec 3, 2024 to Apr 29, 2025
- Advisory employees · 7 to 8Dec 3, 2024 to Apr 29, 2025
- Charity clients · 0 to 1Dec 3, 2024 to Apr 29, 2025
- Corporate clients · 0 to 3Dec 3, 2024 to Apr 29, 2025
- HNW clients · 0 to 177Dec 3, 2024 to Apr 29, 2025
- Individual clients · 0 to 516Dec 3, 2024 to Apr 29, 2025
- Assets in custody · unset to 6673773.0Dec 3, 2024 to Apr 29, 2025
- Custody of client assets · false to trueDec 3, 2024 to Apr 29, 2025
- Employees · 10 to 16Dec 3, 2024 to Apr 29, 2025
- Financial planning clients · unset to 0Dec 3, 2024 to Apr 29, 2025
- State-registered IARs · 7 to 8Dec 3, 2024 to Apr 29, 2025
- Discretionary RAUM · $0 to $564MDec 3, 2024 to Apr 29, 2025
- HNW RAUM · $0 to $361MDec 3, 2024 to Apr 29, 2025
- Individual RAUM · $0 to $184MDec 3, 2024 to Apr 29, 2025
- RAUM · $0 to $564MDec 3, 2024 to Apr 29, 2025
Signals
2 dated events
- 6 advisors left A••• C•••••• P•••••••• L•• (Lakewood, CO) for L••••• W••••• P•••••••• L•• on the same dayApr 1, 2025 · Team lift-out · derived
- L••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lwp-llc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-552-8192reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-552-8193reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-552-8190reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-wealth-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lwp-llc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-552-8287reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- lwp-llc.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lwp-llc.com/who-we-are/our-team/rex-emeryreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026