DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Lee Booth

Legacy Wealth Partners, LLCindependent RIALakewood, CoIA-onlyIAPD 5634506

Feed of 09/14/2026

Also filed as James Booth

At current firm

1 y

since Mar 3, 2025

In the industry

20 y

since Oct 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Legacy Wealth Partners, LLC independent RIA current
since Mar 3, 2025 · Lakewood, Co
Aveo Capital Partners, LLC former
Sep 3, 2021 to Apr 1, 2025 · Englewood, Co
Arbor Point Advisors former
Nov 6, 2020 to Sep 2, 2021 · Fort Collins, Co
Kms Financial Services, Inc former
Oct 8, 2013 to Nov 6, 2020 · Bethlehem, Pa
Pks Advisory Services, LLC independent RIA
Mar 26, 2013 to Dec 31, 2013 · Bethlehem, Pa
Equitable Advisors, LLC national BD
May 22, 2009 to May 2, 2011 · Fort Collins, Co

Moves

a registration end followed by a registration begin elsewhere

Aveo Capital Partners, LLC to Legacy Wealth Partners, LLC
left Apr 1, 2025, registered Mar 3, 2025 (-29 days) · RIA to a newly registered adviser · moved with a team
Arbor Point Advisors to Aveo Capital Partners, LLC
left Sep 2, 2021, registered Sep 3, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
Kms Financial Services, Inc to Arbor Point Advisors
left Nov 6, 2020, registered Nov 6, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
Pks Advisory Services, LLC to Kms Financial Services, Inc
left Dec 31, 2013, registered Oct 8, 2013 (-84 days) · Other
Equitable Advisors, LLC to Pks Advisory Services, LLC
left May 2, 2011, registered Mar 26, 2013 (694 days) · Other

Signals

James Lee Booth left Aveo Capital Partners, Llc for Legacy Wealth Partners, Llc (registered 2025-03-03)
Apr 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address