DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• W••••• M••••••••• I•••
Latest filing Jun 3, 2026
First filing on the tape Nov 1, 2024 · 6 filings
SEC status approved since Feb 24, 2025
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$161M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$40.4M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$161M as of Jun 3, 2026
Feb 19, 2025$153M then
HNW client RAUM$64.5M as of Jun 3, 2026
Feb 19, 2025$32.8M then
State-registered IARs (5.B.3)4 as of Jun 3, 2026
Feb 19, 20254 then
Employees (5.A)5 as of Jun 3, 2026
Feb 19, 20254 then
Private funds: no history
RAUM +5.3% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $40.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 218derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $101,972derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Wrap fee program
- $6,487reportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$96.9M60%
- High-net-worth individuals$64.5M40%
- Individual clients
- 836reported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,583reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••••• M•••••• | Plover, Wi | Feb 26, 2025 | 12 y | 2 |
| V••••• R•• K••••••• | Plover, Wi | Feb 26, 2025 | 10 y | 2 |
| M•••••• T••••••• D•••••• | Plover, Wi | Feb 26, 2025 | 11 y | 2 |
| P•••••• L•• M•••••• | Plover, Wi | Mar 4, 2025 | 24 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• L•• M•••••• from E•••• R••••••••• G••••Mar 4, 2025 · RIA to RIA
- M•••••• W•••••• M•••••• from E•••• R••••••••• G••••Feb 26, 2025 · RIA to RIA
- M•••••• T••••••• D•••••• from E•••• R••••••••• G••••Feb 26, 2025 · RIA to RIA
- V••••• R•• K••••••• from E•••• R••••••••• G••••Feb 26, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from E•••• R••••••••• G••••Dec 31, 2025 · Plover, Wi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• P••••••• L•• · Owner And Ccocontrolsince 10/2024 · owns 75% or more
- M••••••• P••••••• L•• · Ownercontrolsince 10/2024 · owns 75% or more of E•••• R••••••••• G••••• I•••
Entity owners
- E•••• R••••••••• G••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- E•••• R••••••••• G••••investment adviseryRAUM $168M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plover, Wi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kronenwetter, WI1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 21.0% to 40.0% between the annual amendments of 2025-02-19 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 1,822 to 1,583Feb 19, 2025 to Mar 31, 2026
- HNW clients · 13 to 35Feb 19, 2025 to Mar 31, 2026
- Individual clients · 970 to 836Feb 19, 2025 to Mar 31, 2026
- Employees · 4 to 5Feb 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $153M to $161MFeb 19, 2025 to Mar 31, 2026
- HNW RAUM · $32.8M to $64.5MFeb 19, 2025 to Mar 31, 2026
- Individual RAUM · $121M to $96.9MFeb 19, 2025 to Mar 31, 2026
- RAUM · $153M to $161MFeb 19, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Nov 5, 2024 to Feb 19, 2025
- Related adviser · false to trueNov 1, 2024 to Nov 1, 2024
- Succession · true to falseNov 1, 2024 to Nov 1, 2024
Signals
3 dated events
- E•••• R••••••••• G••••'s advisors moved to E•••• W••••• M••••••••• I••• (Plover, WI): 4 of 4 registered, on the same dayDec 31, 2025 · Firm absorbed (people side) · derived
- E•••• W••••• M••••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 1, 2024 · Succession (Item 4) · fact
- E•••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Nov 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 715-341-8899reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- eliteretirementgroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 715-341-8899reportedpublic record, Form ADV, Jun 3, 2026
- Team page
- eliteretirementgroup.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026