RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••••• D••••••
- E•••• W••••• M••••••••• I••• independent RIA currentsince Feb 26, 2025 · Plover, Wi
- E•••• R••••••••• G•••• formerSep 21, 2023 to Dec 31, 2025 · Plover, Wi
- P•••••••• S••••••••• I••• BD affiliatedJul 6, 2023 to Sep 13, 2023 · Wauwatosa, Wi
- E•••• R••••••••• G•••• to E•••• W••••• M••••••••• I•••left Dec 31, 2025, registered Feb 26, 2025 (-308 days) · RIA to RIA · moved with a team
- P•••••••• S••••••••• I••• to E•••• R••••••••• G••••left Sep 13, 2023, registered Sep 21, 2023 (8 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• T••••••• D•••••• left E•••• R••••••••• G•••• for E•••• W••••• M••••••••• I••• (registered 2025-02-26)Dec 31, 2025 · Advisor changed firm · fact
- M•••••• T••••••• D•••••• left P•••••••• S••••••••• I••• for E•••• R••••••••• G•••• (registered 2023-09-21)Sep 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address