DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Grp Retirement Planning
Legal name Grp Financial Services, LLC
Latest filing Jan 26, 2026
First filing on the tape Sep 11, 2024 · 11 filings
SEC status approved since Oct 10, 2024
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$155M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$31.1M
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$155M as of Jan 26, 2026
Apr 14, 2025$110M then
HNW client RAUM$52.8M as of Jan 26, 2026
Apr 14, 2025$43.2M then
State-registered IARs (5.B.3)5 as of Jan 26, 2026
Apr 14, 20255 then
Employees (5.A)16 as of Jan 26, 2026
Apr 14, 202514 then
Private funds: no history
RAUM +41% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $31.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 169derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $78,733derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $74.4M, 627 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$102M66%
- High-net-worth individuals$52.8M34%
- Individual clients
- 798reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,972reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.4M for 627 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nathan Nichols | Farmingdale, Me | Oct 18, 2024 | 10 y | 3 |
| Brooks Hubbell Riley | Davidson, Nc | Oct 18, 2024 | 15 y | 2 |
| Lance Kenneth James Harder | Farmingdale, Me | Oct 21, 2024 | 11 y | 2 |
| Jacob Daniel Coan | Farmingdale, Me | Oct 21, 2024 | 10 y | 1 |
| John Cameron Bandstra | Farmingdale, Me | Jan 27, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Cameron Bandstra from LPL Enterprise, LLCJan 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Daniel Coan from Advisory Alpha, LLCOct 21, 2024 · RIA to a newly registered adviser
- Lance Kenneth James Harder from Advisory Alpha, LLCOct 21, 2024 · RIA to a newly registered adviser
- Nathan Nichols from Advisory Alpha, LLCOct 18, 2024 · RIA to a newly registered adviser
- Brooks Hubbell Riley from Advisory Alpha, LLCOct 18, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Advisory Alpha, LLCOct 18, 2024 · Holland, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T Brittany Harrington · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Nathan Nichols · Managing Principalcontrolsince 09/2024 · owns 75% or more
Related persons
Schedule D 7.A
- Gosline Retirement Planning Inc.real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Farmingdale, Me · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Jan 26, 2026accounts (Item 5.F.2.f) moved from 695.0 to 1,972.0 (+184.0%) between the annual amendments of 2025-04-14 and 2026-01-26; the peer median change was +5.0% (3688 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 99% percentile
- custody status changedChange between filings · filing Jan 26, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-08, yes on the filing of 2026-01-26peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Jan 26, 2026RAUM (Item 5.F) moved from $109,866,444 to $155,261,578 (+41.0%) between the annual amendments of 2025-04-14 and 2026-01-26; the peer median change was +15.0% (4551 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 695 to 1,972Dec 8, 2025 to Jan 26, 2026
- Business name · GRP FINANCIAL SERVICES, LLC to GRP RETIREMENT PLANNINGDec 8, 2025 to Jan 26, 2026
- HNW clients · 27 to 48Dec 8, 2025 to Jan 26, 2026
- Individual clients · 668 to 798Dec 8, 2025 to Jan 26, 2026
- Assets in custody · unset to 74406164.0Dec 8, 2025 to Jan 26, 2026
- Custody of client assets · false to trueDec 8, 2025 to Jan 26, 2026
- Employees · 14 to 16Dec 8, 2025 to Jan 26, 2026
- Financial planning clients · 0 to 1-10Dec 8, 2025 to Jan 26, 2026
- Discretionary RAUM · $110M to $155MDec 8, 2025 to Jan 26, 2026
- HNW RAUM · $43.2M to $52.8MDec 8, 2025 to Jan 26, 2026
- Individual RAUM · $66.7M to $102MDec 8, 2025 to Jan 26, 2026
- RAUM · $110M to $155MDec 8, 2025 to Jan 26, 2026
- Financial planning clients · 0 to 0Aug 29, 2025 to Oct 8, 2025
- Accounts · 0 to 695Oct 25, 2024 to Apr 14, 2025
- Advisory activities · 2 to 3Oct 25, 2024 to Apr 14, 2025
- HNW clients · unset to 27.0Oct 25, 2024 to Apr 14, 2025
- Individual clients · unset to 668.0Oct 25, 2024 to Apr 14, 2025
- Employees · 13 to 14Oct 25, 2024 to Apr 14, 2025
- Other offices · 0 to 1Oct 25, 2024 to Apr 14, 2025
- Discretionary RAUM · $0 to $110MOct 25, 2024 to Apr 14, 2025
- HNW RAUM · unset to 43160138.0Oct 25, 2024 to Apr 14, 2025
- Individual RAUM · unset to 66706306.0Oct 25, 2024 to Apr 14, 2025
- Pension RAUM · unset to 0.0Oct 25, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · unset to 0.0Oct 25, 2024 to Apr 14, 2025
- RAUM · $0 to $110MOct 25, 2024 to Apr 14, 2025
Signals
2 dated events
- 2 advisors left Advisory Alpha, LLC (Holland, MI) for Grp Retirement Planning within 6 daysOct 18, 2024 · Team lift-out · derived
- Grp Financial Services, Llc filed its initial SEC registration (Form ADV)Sep 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gosline-retirement-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GRPLANS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (207) 622-4494reportedpublic record, Form ADV, Jan 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026