DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grp Retirement Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Cameron Bandstra | LPL Enterprise, LLC BD affiliated | Grp Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2025 | Jan 27, 2026 (74 d) |
| Lance Kenneth James Harder | Advisory Alpha, LLC independent RIA | Grp Retirement Planning no RAUM | RIA to a newly registered adviser | Oct 24, 2024 | Oct 21, 2024 |
| Jacob Daniel Coan | Advisory Alpha, LLC independent RIA | Grp Retirement Planning no RAUM | RIA to a newly registered adviser | Oct 24, 2024 | Oct 21, 2024 |
| Brooks Hubbell Riley | Advisory Alpha, LLC independent RIA | Grp Retirement Planning no RAUM | RIA to a newly registered adviser | Oct 18, 2024 | Oct 18, 2024 |
| Nathan Nichols | Advisory Alpha, LLC independent RIA | Grp Retirement Planning no RAUM | RIA to a newly registered adviser | Oct 18, 2024 | Oct 18, 2024 |
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5 moves match.