DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Intelligence, LLC
Latest filing Sep 6, 2026
First filing on the tape Sep 19, 2024 · 8 filings
SEC status approved since Oct 18, 2024
RAUM
$247M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$245M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$82.5M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$247M as of Feb 27, 2026
Jan 2, 2025$0 then
HNW client RAUM$195M as of Feb 27, 2026
Feb 17, 2025$198M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Jan 2, 20250 then
Employees (5.A)5 as of Feb 27, 2026
Jan 2, 20255 then
Private funds: no history
RAUM +1.5% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Sep 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.1MderivedHNW RAUM over HNW clients
- Average account
- $597,816derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $150M, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$195M79%
- Individuals$50.3M20%
- Corporations and businesses$2.2M0.9%
- Individual clients
- 195reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 414reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 33 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan Todd OglesbyCertified Financial Planner | Columbus, Ga | Dec 5, 2024 | 19 y | 4 |
| Alfredo Gonzalez | Columbus, Ga | Dec 5, 2024 | 14 y | 1 |
| Andrew Hand Fletcher | Columbus, Ga | Jun 1, 2026 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- Johnathon Michael Peacock to Thrivent Investment Management Inc.Mar 10, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Alfredo Gonzalez from Raymond James Financial Services Advisors, IncDec 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Johnathon Michael Peacock from Raymond James Financial Services Advisors, IncDec 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Bryan Todd Oglesby from Raymond James Financial Services Advisors, IncDec 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Raymond James Financial Services Advisors, IncJan 6, 2025 · Zebulon, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alfredo Gonzalez · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Todd Bryan Oglesby · Chief Executive Officercontrolsince 09/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, Ga · principal | 3 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Zebulon, GA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Feb 27, 2026discretionary share of RAUM moved from 43.0% to 100.0% between the annual amendments of 2025-02-17 and 2026-02-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Feb 27, 2026 to Sep 6, 2026
- Succession · false to unsetFeb 27, 2026 to Sep 6, 2026
- State-registered IARs · 1 to 3Jan 26, 2026 to Feb 27, 2026
- Accounts · 434 to 414Oct 30, 2025 to Jan 26, 2026
- Advisory activities · 4 to 2Oct 30, 2025 to Jan 26, 2026
- Corporate clients · unset to 1.0Oct 30, 2025 to Jan 26, 2026
- HNW clients · 33 to 32Oct 30, 2025 to Jan 26, 2026
- Individual clients · 188 to 195Oct 30, 2025 to Jan 26, 2026
- Assets in custody · $348,462 to $150MOct 30, 2025 to Jan 26, 2026
- Financial planning clients · 0 to 101-250Oct 30, 2025 to Jan 26, 2026
- State-registered IARs · 0 to 1Oct 30, 2025 to Jan 26, 2026
- Discretionary RAUM · $106M to $247MOct 30, 2025 to Jan 26, 2026
- HNW RAUM · $198M to $195MOct 30, 2025 to Jan 26, 2026
- Individual RAUM · $45.5M to $50.3MOct 30, 2025 to Jan 26, 2026
- Non-discretionary RAUM · $138M to $0Oct 30, 2025 to Jan 26, 2026
- RAUM · $244M to $247MOct 30, 2025 to Jan 26, 2026
- Financial planning clients · 0 to 0Feb 17, 2025 to Oct 30, 2025
- Accounts · 0 to 434Jan 2, 2025 to Feb 17, 2025
- Advisory employees · 0 to 3Jan 2, 2025 to Feb 17, 2025
- HNW clients · unset to 33.0Jan 2, 2025 to Feb 17, 2025
- Individual clients · unset to 188.0Jan 2, 2025 to Feb 17, 2025
- Assets in custody · unset to 348462.0Jan 2, 2025 to Feb 17, 2025
- Custody of client assets · false to trueJan 2, 2025 to Feb 17, 2025
- Discretionary RAUM · $0 to $106MJan 2, 2025 to Feb 17, 2025
- HNW RAUM · unset to 198337080.0Jan 2, 2025 to Feb 17, 2025
- Individual RAUM · unset to 45537029.0Jan 2, 2025 to Feb 17, 2025
- Non-discretionary RAUM · $0 to $138MJan 2, 2025 to Feb 17, 2025
- RAUM · $0 to $244MJan 2, 2025 to Feb 17, 2025
Signals
3 dated events
- Johnathon Michael Peacock left Wealth Intelligence, Llc for Thrivent Investment Management Inc. (registered 2026-07-24)Mar 10, 2026 · Advisor changed firm · fact
- 3 advisors left Raymond James Financial Services Advisors, Inc (Zebulon, GA) for Wealth Intelligence, LLC on the same dayJan 6, 2025 · Team lift-out · derived
- Wealth Intelligence, Llc filed its initial SEC registration (Form ADV)Sep 19, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wealthintel.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 470-745-5030reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 706-571-2100reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/wealth-intelligence-rjfsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- wealthintel.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 706-571-2100reportedpublic record, Form ADV, Sep 6, 2026
- Contact form
- wealthintel.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026