DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• W••••• A•••••••
Legal name O•• B••••• W••••• A••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Oct 24, 2024 · 6 filings
SEC status approved since Nov 22, 2024
RAUM
$354M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$347M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$354M as of Jan 22, 2026
Mar 5, 2025$268M then
HNW client RAUM$319M as of Jan 22, 2026
Mar 5, 2025$224M then
State-registered IARs (5.B.3)3 as of Jan 22, 2026
Mar 5, 20253 then
Employees (5.A)3 as of Jan 22, 2026
Mar 5, 20253 then
Private funds: no history
RAUM +32% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $575,200derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $4.5M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$319M90%
- Individuals$28.6M8.1%
- Charitable organizations$6.4M1.8%
- Individual clients
- 112reported
- HNW clients
- 103reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 615reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.5M for 5 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A••••• S•••••Certified Financial Planner | Reston, Va | Nov 25, 2024 | 13 y | 2 |
| P••• M•••••• B•••••• | Reston, Va | Nov 25, 2024 | 10 y | 2 |
| D•••••• H••• B••••• | Reston, Va | Nov 25, 2024 | 31 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••••• H••• B••••• from W•••• O•• W••••• M•••••••••Nov 25, 2024 · RIA to a newly registered adviser
- J•••• A••••• S••••• from W•••• O•• W••••• M•••••••••Nov 25, 2024 · RIA to a newly registered adviser
- P••• M•••••• B•••••• from W•••• O•• W••••• M•••••••••Nov 25, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• O•• W••••• M•••••••••Dec 31, 2024 · Columbia, Md · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••••• H••• · Founder And Managing Directorcontrolsince 10/2024 · owns 75% or more
- S•••••• J••••• A••••• · Director Of Financial Planning And Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
- W•••• O•• W••••• M•••••••••investment advisernRAUM $124M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reston, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jan 22, 2026 to Sep 2, 2026
- Succession · false to unsetJan 22, 2026 to Sep 2, 2026
- Accounts · 518 to 615Mar 5, 2025 to Jan 22, 2026
- Charity clients · 2.0 to unsetMar 5, 2025 to Jan 22, 2026
- HNW clients · 72 to 103Mar 5, 2025 to Jan 22, 2026
- Individual clients · 127 to 112Mar 5, 2025 to Jan 22, 2026
- Assets in custody · $100,000 to $4.5MMar 5, 2025 to Jan 22, 2026
- Financial planning clients · 51-100 to 101-250Mar 5, 2025 to Jan 22, 2026
- Discretionary RAUM · $268M to $354MMar 5, 2025 to Jan 22, 2026
- HNW RAUM · $224M to $319MMar 5, 2025 to Jan 22, 2026
- Individual RAUM · $39.4M to $28.6MMar 5, 2025 to Jan 22, 2026
- RAUM · $268M to $354MMar 5, 2025 to Jan 22, 2026
- Accounts · 0 to 518Dec 10, 2024 to Mar 5, 2025
- Charity clients · unset to 2.0Dec 10, 2024 to Mar 5, 2025
- HNW clients · unset to 72.0Dec 10, 2024 to Mar 5, 2025
- Individual clients · unset to 127.0Dec 10, 2024 to Mar 5, 2025
- Assets in custody · unset to 100000.0Dec 10, 2024 to Mar 5, 2025
- Custody of client assets · false to trueDec 10, 2024 to Mar 5, 2025
- Financial planning clients · 0 to 51-100Dec 10, 2024 to Mar 5, 2025
- Discretionary RAUM · $0 to $268MDec 10, 2024 to Mar 5, 2025
- HNW RAUM · unset to 223837945.0Dec 10, 2024 to Mar 5, 2025
- Individual RAUM · unset to 39384573.0Dec 10, 2024 to Mar 5, 2025
- RAUM · $0 to $268MDec 10, 2024 to Mar 5, 2025
- Business name · O•• B••••• W••••• A••••••• to P••••••• W••••• A•••••••Oct 24, 2024 to Oct 29, 2024
- Related adviser · false to trueOct 24, 2024 to Oct 29, 2024
Signals
2 dated events
- W•••• O•• W••••• M•••••••••'s advisors moved to P••••••• W••••• A••••••• (Columbia, MD): 3 of 5 registered, on the same dayDec 31, 2024 · Firm absorbed (people side) · derived
- O•• B••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Oct 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 571-313-5125reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/piedmont-wealth-advisoryreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (571) 313-5125reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026