DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• O•• W••••• M•••••••••
Legal name O•••••• W••••• A•••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Oct 9, 2018 · 16 filings
SEC status approved since Nov 8, 2018
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$41.4M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$124M as of Mar 11, 2026
Mar 8, 2019$127M then
HNW client RAUM$92.1M as of Mar 11, 2026
Mar 8, 2019$72.0M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Mar 8, 20194 then
Employees (5.A)3 as of Mar 11, 2026
Mar 8, 20195 then
Private funds: no history
RAUM +32% over the last fiscal year-17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $41.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.7MderivedHNW RAUM over HNW clients
- Average account
- $671,478derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.1M74%
- Individuals$31.9M26%
- Pension and profit-sharing plans$160,4680.1%
- Corporations and businesses$8,3040.0%
- Individual clients
- 50reported
- HNW clients
- 12reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 185reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• T•••••• R••••••Certified Financial Planner, Ch•••ered Financial Consultant | Columbia, Md | Jan 3, 2019 | 18 y | 1 |
| W•••••• D•••• B••••• | Columbia, Md | Jan 3, 2019 | 13 y | 2 |
| A••••• E•••• M••••• | Columbia, Md | May 9, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- D•••••• H••• B••••• to P••••••• W••••• A•••••••Dec 31, 2024 · RIA to a newly registered adviser
- J•••• A••••• S••••• to P••••••• W••••• A•••••••Dec 31, 2024 · RIA to a newly registered adviser
- P••• M•••••• B•••••• to P••••••• W••••• A•••••••Dec 31, 2024 · RIA to a newly registered adviser
Joined, latest
- P••• M•••••• B•••••• from V••••••• A•••••••• I•••Jan 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- W•••••• D•••• B••••• from H••••• R••••Jan 3, 2019 · RIA to a newly registered adviser
- D•••••• H••• B••••• from H••••• R••••Jan 3, 2019 · RIA to a newly registered adviser
- J•••• A••••• S••••• from H••••• R••••Jan 3, 2019 · RIA to a newly registered adviser
- J••••• T•••••• R•••••• from N••••••••• M••••• I••••••••• S•••••••••Jan 3, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for P••••••• W••••• A•••••••Dec 31, 2024 · Columbia, Md · Firm absorbed
- 3 joined from H••••• R••••Jan 4, 2019 · Charlotte, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• W••••••• D•••• · Elected Manager, Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- B•••••• W••••••• D•••• · Owner/Managercontrolsince 04/2016 · owns 75% or more of W•••• O•• W••••• M••••••••• L••
Entity owners
- W•••• O•• W••••• M••••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list W•••• O•• W••••• M••••••••• as a related person
- 333693 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbia, Md · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 246 to 185Jan 29, 2025 to Mar 11, 2026
- Business name · O•••••• W••••• A•••••••• L•• to W•••• O•• W••••• M•••••••••Jan 29, 2025 to Mar 11, 2026
- Corporate clients · 1 to 2Jan 29, 2025 to Mar 11, 2026
- HNW clients · 11 to 12Jan 29, 2025 to Mar 11, 2026
- Individual clients · 44 to 50Jan 29, 2025 to Mar 11, 2026
- Pension plan clients · 0 to 1Jan 29, 2025 to Mar 11, 2026
- Employees · 2 to 3Jan 29, 2025 to Mar 11, 2026
- Discretionary RAUM · $94.1M to $124MJan 29, 2025 to Mar 11, 2026
- HNW RAUM · $69.6M to $92.1MJan 29, 2025 to Mar 11, 2026
- Individual RAUM · $24.6M to $31.9MJan 29, 2025 to Mar 11, 2026
- Pension RAUM · $0 to $160,468Jan 29, 2025 to Mar 11, 2026
- RAUM · $94.1M to $124MJan 29, 2025 to Mar 11, 2026
- Accounts · 247 to 246Dec 23, 2024 to Jan 29, 2025
- Advisory activities · 3 to 2Dec 23, 2024 to Jan 29, 2025
- Corporate clients · 2 to 1Dec 23, 2024 to Jan 29, 2025
- HNW clients · 36 to 11Dec 23, 2024 to Jan 29, 2025
- Individual clients · 51 to 44Dec 23, 2024 to Jan 29, 2025
- Financial planning clients · unset to Dec 23, 2024 to Jan 29, 2025
- Discretionary RAUM · $96.2M to $94.1MDec 23, 2024 to Jan 29, 2025
- HNW RAUM · $82.3M to $69.6MDec 23, 2024 to Jan 29, 2025
- Individual RAUM · $12.3M to $24.6MDec 23, 2024 to Jan 29, 2025
- RAUM · $96.2M to $94.1MDec 23, 2024 to Jan 29, 2025
- Accounts · 734 to 247Nov 8, 2024 to Dec 23, 2024
- Advisory employees · 5 to 2Nov 8, 2024 to Dec 23, 2024
- Charity clients · 3 to 0Nov 8, 2024 to Dec 23, 2024
- HNW clients · 68 to 36Nov 8, 2024 to Dec 23, 2024
- Individual clients · 148 to 51Nov 8, 2024 to Dec 23, 2024
- Employees · 6 to 2Nov 8, 2024 to Dec 23, 2024
- HQ city · RESTON to COLUMBIANov 8, 2024 to Dec 23, 2024
- HQ state · VA to MDNov 8, 2024 to Dec 23, 2024
- State-registered IARs · 5 to 2Nov 8, 2024 to Dec 23, 2024
- Other offices · 1 to 0Nov 8, 2024 to Dec 23, 2024
- Discretionary RAUM · $288M to $96.2MNov 8, 2024 to Dec 23, 2024
- HNW RAUM · $121M to $82.3MNov 8, 2024 to Dec 23, 2024
- Individual RAUM · $152M to $12.3MNov 8, 2024 to Dec 23, 2024
- RAUM · $288M to $96.2MNov 8, 2024 to Dec 23, 2024
- Related adviser · true to falseNov 8, 2024 to Dec 23, 2024
- Related adviser · false to trueFeb 28, 2024 to Nov 8, 2024
- Accounts · 603 to 734Dec 4, 2023 to Feb 28, 2024
- Charity clients · 5 to 3Dec 4, 2023 to Feb 28, 2024
Signals
7 dated events
- P••• M•••••• B•••••• left W•••• O•• W••••• M••••••••• for P••••••• W••••• A••••••• (registered 2024-11-25)Dec 31, 2024 · Advisor changed firm · fact
- J•••• A••••• S••••• left W•••• O•• W••••• M••••••••• for P••••••• W••••• A••••••• (registered 2024-11-25)Dec 31, 2024 · Advisor changed firm · fact
- D•••••• H••• B••••• left W•••• O•• W••••• M••••••••• for P••••••• W••••• A••••••• (registered 2024-11-25)Dec 31, 2024 · Advisor changed firm · fact
- W•••• O•• W••••• M•••••••••'s advisors moved to P••••••• W••••• A••••••• (Columbia, MD): 3 of 5 registered, on the same dayDec 31, 2024 · Firm absorbed (people side) · derived
- W•••• O•• W••••• M••••••••• reported RAUM $96.2M, down 67% from $288.1M (2024-11-08 to 2024-12-23)Dec 23, 2024 · RAUM change · derived
- H••• D•••••• B••••• (Elected Manager) no longer on Schedule A of W•••• O•• W••••• M••••••••• (listed 2024-11-08, absent 2024-12-23)Dec 23, 2024 · Control person left · inference
- O•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 9, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/white-oak-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 443-741-9101reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026