RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• H••• B•••••
- P••••••• W••••• A••••••• independent RIA currentsince Nov 25, 2024 · Reston, Va
- W•••• O•• W••••• M••••••••• independent RIAJan 3, 2019 to Dec 31, 2024 · Columbia, Md
- H••••• R•••• formerMar 3, 2017 to Jan 4, 2019 · Herndon, Va
- W•••• F•••• A••••••• wirehouseFeb 20, 2009 to Mar 8, 2017 · Mclean, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 14, 2003 to Feb 27, 2009 · Mclean, Va
- M••••• S•••••• D• I••• unclassifiedSep 10, 1996 to Mar 19, 2003 · Alexandria, Va
- W•••• O•• W••••• M••••••••• to P••••••• W••••• A•••••••left Dec 31, 2024, registered Nov 25, 2024 (-36 days) · RIA to a newly registered adviser · moved with a team
- H••••• R•••• to W•••• O•• W••••• M•••••••••left Jan 4, 2019, registered Jan 3, 2019 (-1 days) · RIA to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to H••••• R••••left Mar 8, 2017, registered Mar 3, 2017 (-5 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Feb 27, 2009, registered Feb 20, 2009 (-7 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 19, 2003, registered Mar 14, 2003 (-5 days) · Other
- D•••••• H••• B••••• left W•••• O•• W••••• M••••••••• for P••••••• W••••• A••••••• (registered 2024-11-25)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address