DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Horizon Wealth

Independent wealth managerDenver, ColoradoCRD 333752SEC 801-134662websiteIAPD
Legal name Horizon Wealth Investment Solutions LLC
Latest filing Jul 27, 2026
First filing on the tape Nov 25, 2025 · 5 filings
SEC status approved since Nov 19, 2025
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$147M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$21.0M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$147M as of Jul 27, 2026
Nov 25, 2025$101M then
HNW client RAUM$131M as of Jul 27, 2026
Nov 25, 2025$84.0M then
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Nov 25, 20254 then
Employees (5.A)7 as of Jul 27, 2026
Nov 25, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$21.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
23derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$303,586derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$166MreportedItem 5.I
Custody
$3.1M, 438 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$131M89%
  • Individuals$16.5M11%
Individual clients
87reported
HNW clients
76reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
485reported
Financial planning clients
0reported
Wrap fee programs
$83.0M sponsored, $83.0M managedreported
Custody of client assets
$3.1M for 438 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Roland BlairDenver, CoNov 27, 202418 y5
Jonathan Richard VogelCertified Financial PlannerDenver, CoNov 27, 202411 y2
Logan Taylor SmithCertified Financial PlannerDenver, CoJan 7, 202513 y4
Benjamin Scott SmithMonmouth, Or Mar 31, 202512 y3
Lawrence Peter SpothDenver, Co Feb 19, 202612 y3
Jacob Zachary ChildDenver, Co Feb 19, 202610 y2
Austin Michael CooperDenver, CoApr 21, 202613 y1
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Roland Daniel Blair · Managing Member/ Ccocontrol
        since 10/2024 · owns 50% to 75%
      • Jo Blair Melissa · Managing Membercontrol
        since 10/2024 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Denver, Co · principal730
      Vienna, Va220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 493 to 485
        Nov 25, 2025 to Feb 10, 2026
      • BD registered reps · 0 to 2
        Nov 25, 2025 to Feb 10, 2026
      • HNW clients · 70 to 76
        Nov 25, 2025 to Feb 10, 2026
      • Individual clients · 82 to 87
        Nov 25, 2025 to Feb 10, 2026
      • Assets in custody · unset to 3065719.0
        Nov 25, 2025 to Feb 10, 2026
      • Custody of client assets · false to true
        Nov 25, 2025 to Feb 10, 2026
      • State-registered IARs · 4 to 0
        Nov 25, 2025 to Feb 10, 2026
      • Discretionary RAUM · $101M to $147M
        Nov 25, 2025 to Feb 10, 2026
      • HNW RAUM · $84.0M to $131M
        Nov 25, 2025 to Feb 10, 2026
      • Individual RAUM · $17.1M to $16.5M
        Nov 25, 2025 to Feb 10, 2026
      • RAUM · $101M to $147M
        Nov 25, 2025 to Feb 10, 2026
      • Wrap assets (manager) · $68.8M to $83.0M
        Nov 25, 2025 to Feb 10, 2026
      • Wrap assets (sponsor) · $68.8M to $83.0M
        Nov 25, 2025 to Feb 10, 2026
      Signals
      1 dated events
      • 2 advisors left Impact Partnership Wealth, LLC (Denver, CO) for Horizon Wealth on the same day
        Feb 20, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      303-777-7124reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/horizon-wealth/about/?viewAsMember=truereportedpublic record, Form ADV, Sep 18, 2026
      Website
      myhorizonwealth.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      303-777-7124reportedpublic record, Form ADV, Jul 27, 2026
      Contact form
      hwtaxstrategies.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $21.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026