DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• T••••• S••••

H•••••• W•••••independent RIADenver, Codual registrantIAPD 6219424

Certified Financial Planner

Feed of 09/14/2026

Also filed as Logan T Smith

At current firm

1 y

since Jan 7, 2025

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••• W••••• independent RIA current
since Jan 7, 2025 · Denver, Co
R••• F•••••••• P••••••• independent RIA
Jul 25, 2024 to Oct 16, 2024 · Castle Rock, Co
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 8, 2021 to Jul 8, 2024 · Greenwood Village, Co
W•••• F•••• A••••••• wirehouse
Jun 5, 2017 to Apr 6, 2021 · Greenwood Village, Co
C•••••• S••••• • C••• I••• national BD
Dec 17, 2014 to Jan 23, 2017 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

R••• F•••••••• P••••••• to H•••••• W•••••
left Oct 16, 2024, registered Jan 7, 2025 (83 days) · RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R••• F•••••••• P•••••••
left Jul 8, 2024, registered Jul 25, 2024 (17 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 6, 2021, registered Apr 8, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left Jan 23, 2017, registered Jun 5, 2017 (133 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

L•••• T••••• S•••• left R••• F•••••••• P••••••• for H•••••• W••••• (registered 2025-01-07)
Oct 16, 2024 · Advisor changed firm · fact
L•••• T••••• S•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R••• F•••••••• P••••••• (registered 2024-07-25)
Jul 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address