DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• W••••• P•••••••
Legal name A••• W••••• P•••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Dec 6, 2024 · 7 filings
SEC status approved since Jan 21, 2025
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$110M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$56.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$112M as of Mar 6, 2026
Jan 15, 2025$0 then
HNW client RAUM$90.2M as of Mar 6, 2026
Apr 15, 2025$35.7M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Jan 15, 20250 then
Employees (5.A)3 as of Mar 6, 2026
Jan 15, 20253 then
Private funds: no history
RAUM +143% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $56.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $357,781derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +143%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +126%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $30.7M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.2M80%
- Individuals$20.0M18%
- Corporations and businesses$2.1M1.9%
- Individual clients
- 50reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 314reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.7M for 27 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• S••••••• B•••••• | Charlottesville, Va | Jan 22, 2025 | 17 y | 1 |
| P•••• C•••••••• G••••• | Charlottesville, Va | Jan 23, 2025 | 24 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• C•••••••• G••••• from T••••• A••••••• S•••••••• I•••Jan 23, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• S••••••• B•••••• from T••••• A••••••• S•••••••• I•••Jan 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T••••• A••••••• S•••••••• I•••Jan 22, 2025 · Charlottesville, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• C••••••• S••••••• · Principal/Ccocontrolsince 12/2024 · owns 50% to 75%
- G•••••• P••••• C•••••••• · Principalcontrolsince 12/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlottesville, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 6, 2026custody of client assets (Item 9.A): no on the filing of 2025-08-11, yes on the filing of 2026-03-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 215 to 314Aug 11, 2025 to Mar 6, 2026
- Corporate clients · 4 to 3Aug 11, 2025 to Mar 6, 2026
- HNW clients · 31 to 36Aug 11, 2025 to Mar 6, 2026
- Individual clients · 44 to 50Aug 11, 2025 to Mar 6, 2026
- Assets in custody · unset to 30721569.0Aug 11, 2025 to Mar 6, 2026
- Custody of client assets · false to trueAug 11, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 1-10Aug 11, 2025 to Mar 6, 2026
- Discretionary RAUM · $101M to $112MAug 11, 2025 to Mar 6, 2026
- HNW RAUM · $76.2M to $90.2MAug 11, 2025 to Mar 6, 2026
- Individual RAUM · $18.5M to $20.0MAug 11, 2025 to Mar 6, 2026
- RAUM · $101M to $112MAug 11, 2025 to Mar 6, 2026
- Accounts · 102 to 215Jun 25, 2025 to Aug 11, 2025
- Corporate clients · unset to 4.0Jun 25, 2025 to Aug 11, 2025
- HNW clients · 17 to 31Jun 25, 2025 to Aug 11, 2025
- Individual clients · 21 to 44Jun 25, 2025 to Aug 11, 2025
- Financial planning clients · 0 to 0Jun 25, 2025 to Aug 11, 2025
- Discretionary RAUM · $46.2M to $101MJun 25, 2025 to Aug 11, 2025
- HNW RAUM · $35.7M to $76.2MJun 25, 2025 to Aug 11, 2025
- Individual RAUM · $10.6M to $18.5MJun 25, 2025 to Aug 11, 2025
- RAUM · $46.2M to $101MJun 25, 2025 to Aug 11, 2025
- Accounts · 0 to 102Jan 15, 2025 to Apr 15, 2025
- Advisory activities · 2 to 3Jan 15, 2025 to Apr 15, 2025
- HNW clients · unset to 17.0Jan 15, 2025 to Apr 15, 2025
- Individual clients · unset to 21.0Jan 15, 2025 to Apr 15, 2025
- State-registered IARs · 0 to 2Jan 15, 2025 to Apr 15, 2025
- Discretionary RAUM · $0 to $46.2MJan 15, 2025 to Apr 15, 2025
- HNW RAUM · unset to 35692250.0Jan 15, 2025 to Apr 15, 2025
- Individual RAUM · unset to 10557031.0Jan 15, 2025 to Apr 15, 2025
- RAUM · $0 to $46.2MJan 15, 2025 to Apr 15, 2025
Signals
2 dated events
- 2 advisors left T••••• A••••••• S•••••••• I••• (Charlottesville, VA) for A••• W••••• P••••••• within 7 daysJan 22, 2025 · Team lift-out · derived
- A••• W••••• P••••••• filed its initial SEC registration (Form ADV)Dec 6, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 434-338-6840reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 434-340-1493reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 434-340-8374reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ariawealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 434-338-6840reportedpublic record, Form ADV, Mar 6, 2026
- Team page
- ariawealthpartners.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026