DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• F•••••••• G••••
Legal name E••••••• F•••••••• G••••• L••
Latest filing Jul 20, 2026
First filing on the tape Dec 10, 2024 · 13 filings
SEC status approved since Jan 10, 2025
RAUM
$532M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$349M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$76.0M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$532M as of Jul 20, 2026
Jan 10, 2025$0 then
HNW client RAUM$218M as of Jul 20, 2026
Mar 20, 2025$170M then
State-registered IARs (5.B.3)8 as of Jul 20, 2026
Jan 10, 20254 then
Employees (5.A)13 as of Jul 20, 2026
Jan 10, 20254 then
Private funds: no history
RAUM +33% over the last fiscal yearIARs 4 to 8
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $76.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 99derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $285,090derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +69%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $20.1M, 25 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$218M41%
- Pension and profit-sharing plans$182M34%
- Individuals$131M25%
- Corporations and businesses$528,4470.1%
- Individual clients
- 557reported
- HNW clients
- 133reported
- Pension plan clients
- 24reported
- Charitable clients
- n/areported
- Accounts
- 1,866reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.1M for 25 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.34 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• A••••• O•••• | Indianapolis, In | Jan 10, 2025 | 12 y | 2 |
| J••••••• M••••••Certified Financial Planner | Indianapolis, In | Jan 10, 2025 | 11 y | 1 |
| C••••••••• P••• C•••••Certified Financial Planner | Indianapolis, In | Jan 10, 2025 | 24 y | 2 |
| R••• M•••••• B••••••Certified Financial Planner | Indianapolis, In | Jan 10, 2025 | 12 y | 1 |
| T•••••• N••••••• H••• | Indianapolis, In | Apr 18, 2025 | 19 y | 1 |
| S•••••••• A••••• | Indianapolis, In | May 30, 2025 | 10 y | 4 |
| J••••• T••• B•••••• | Indianapolis, In | Nov 12, 2025 | 14 y | 1 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- S•••••• A•••• to S••••• F•••••••• G••••• L••Feb 19, 2026 · RIA to RIA
Joined, latest
- S•••••• A•••• from S••••• F•••••••• G••••• L••Jan 28, 2026 · RIA to RIA
- J••••• T••• B•••••• from I••••• L••Nov 12, 2025 · RIA to RIA
- S•••••••• A••••• from I••••• L••May 30, 2025 · RIA to RIA
- T•••••• N••••••• H••• from I••••• L••Apr 18, 2025 · RIA to RIA
- C••••••••• P••• C••••• from I••••• L••Jan 10, 2025 · RIA to a newly registered adviser
- J••••••• M•••••• from I••••• L••Jan 10, 2025 · RIA to a newly registered adviser
- C••••• A••••• O•••• from I••••• L••Jan 10, 2025 · RIA to a newly registered adviser
- R••• M•••••• B•••••• from I••••• L••Jan 10, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from I••••• L••Dec 20, 2024 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••••••• P••• · Managing Partnercontrolsince 11/2024 · owns 50% to 75%
- M••••••• J•••••••• P•••••• · Managing Partner And Chief Compliance Officercontrolsince 11/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 7 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 20, 2026accounts (Item 5.F.2.f) moved from 1,045.0 to 1,866.0 (+79.0%) between the annual amendments of 2025-03-20 and 2026-04-20; the peer median change was +6.0% (1256 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 97% percentile
- client count surgeChange between filings · filing Apr 20, 2026individual and HNW clients (Item 5.D) moved from 409.0 to 690.0 (+69.0%) between the annual amendments of 2025-03-20 and 2026-04-20; the peer median change was +5.0% (1216 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,045 to 1,866Nov 12, 2025 to Mar 20, 2026
- Advisory employees · 4 to 8Nov 12, 2025 to Mar 20, 2026
- HNW clients · 99 to 133Nov 12, 2025 to Mar 20, 2026
- Individual clients · 310 to 557Nov 12, 2025 to Mar 20, 2026
- Pension plan clients · 16 to 24Nov 12, 2025 to Mar 20, 2026
- Assets in custody · $758,276 to $20.1MNov 12, 2025 to Mar 20, 2026
- Employees · 8 to 13Nov 12, 2025 to Mar 20, 2026
- State-registered IARs · 4 to 8Nov 12, 2025 to Mar 20, 2026
- Discretionary RAUM · $399M to $532MNov 12, 2025 to Mar 20, 2026
- HNW RAUM · $170M to $218MNov 12, 2025 to Mar 20, 2026
- Individual RAUM · $69.2M to $131MNov 12, 2025 to Mar 20, 2026
- Pension RAUM · $160M to $182MNov 12, 2025 to Mar 20, 2026
- RAUM · $399M to $532MNov 12, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Jul 7, 2025 to Nov 12, 2025
- HQ city · CARMEL to INDIANAPOLISJul 7, 2025 to Nov 12, 2025
- Accounts · 0 to 1,045Jan 10, 2025 to Mar 20, 2025
- Corporate clients · unset to 2.0Jan 10, 2025 to Mar 20, 2025
- HNW clients · unset to 99.0Jan 10, 2025 to Mar 20, 2025
- Individual clients · unset to 310.0Jan 10, 2025 to Mar 20, 2025
- Pension plan clients · unset to 16.0Jan 10, 2025 to Mar 20, 2025
- Assets in custody · $0 to $758,276Jan 10, 2025 to Mar 20, 2025
- Employees · 4 to 8Jan 10, 2025 to Mar 20, 2025
- HQ city · INDIANAPOLIS to CARMELJan 10, 2025 to Mar 20, 2025
- Discretionary RAUM · $0 to $399MJan 10, 2025 to Mar 20, 2025
- HNW RAUM · unset to 169624070.0Jan 10, 2025 to Mar 20, 2025
- Individual RAUM · unset to 69204169.0Jan 10, 2025 to Mar 20, 2025
- Pension RAUM · unset to 159529138.0Jan 10, 2025 to Mar 20, 2025
- RAUM · $0 to $399MJan 10, 2025 to Mar 20, 2025
Signals
4 dated events
- E••••••• F•••••••• G•••• reported RAUM $532.0M, up 33% from $399.3M (2025-11-12 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- S•••••• A•••• left E••••••• F•••••••• G•••• for S••••• F•••••••• G••••• L•• (registered 2026-04-30)Feb 19, 2026 · Advisor changed firm · fact
- 4 advisors left I••••• L•• (Indianapolis, IN) for E••••••• F•••••••• G•••• within 13 daysDec 20, 2024 · Team lift-out · derived
- E••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Dec 10, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- debbie@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- deedra@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- heather@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jamie@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tim@elevatedfg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 317-533-7721reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elevated-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- elevatedfg.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-533-7721reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- elevatedfg.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- elevatedfg.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026