DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Paradigm Investment Advisory, LLC
Latest filing Mar 30, 2026
First filing on the tape Dec 12, 2024 · 7 filings
SEC status approved since Jan 10, 2025
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$393M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$53.1M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$425M as of Mar 30, 2026
Jan 20, 2025$0 then
HNW client RAUM$154M as of Mar 30, 2026
Apr 2, 2025$161M then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Jan 20, 20251 then
Employees (5.A)8 as of Mar 30, 2026
Jan 20, 20251 then
Private funds: no history
RAUM +133% over the last fiscal yearIARs 4 to 8offices 1 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $53.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $273,596derivedHNW RAUM over HNW clients
- Average account
- $659,017derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +133%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +531%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $425MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$238M56%
- High-net-worth individuals$154M36%
- Charitable organizations$32.6M7.7%
- Individual clients
- 81reported
- HNW clients
- 563reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 645reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Bruen Jr. | Bridgewater, Nj | Jan 17, 2025 | 46 y | 3 |
| Andrew Wright Bruen | Bridgewater, Nj | Jan 17, 2025 | 14 y | 2 |
| John Anthony Naphor | Chester, Nj | Aug 1, 2025 | 22 y | 4 |
| Kevin Dru Korondi | Bridgewater, Nj | Aug 1, 2025 | 19 y | 4 |
| Konstantin Richard DaniasCertified Financial Planner | Parsippany, Nj | Nov 7, 2025 | 35 y | 2 |
| Andrew Koltunowicz | Bridgewater, Nj | Dec 3, 2025 | 13 y | 3 |
| Joseph Kevin WhiteCertified Financial Planner, Chartered Financial Analyst | Bridgewater, Nj | Jan 30, 2026 | 24 y | 2 |
| Scott William MccafferyCertified Financial Planner | Bridgewater, Nj | Feb 18, 2026 | 21 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Scott William Mccaffery from Commonwealth Financial NetworkFeb 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Kevin White from Paradigm Wealth Advisory LLCJan 30, 2026 · RIA to RIA
- Andrew Koltunowicz from Nomura Investment Management Business TrustDec 3, 2025 · Other
- Konstantin Richard Danias from Prospera Financial Services, Inc.Nov 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- John Anthony Naphor from Paradigm Wealth Advisory LLCAug 1, 2025 · RIA to RIA
- Kevin Dru Korondi from Paradigm Wealth Advisory LLCAug 1, 2025 · RIA to RIA
- William Bruen Jr. from UBS Financial Services Inc.Jan 17, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Andrew Wright Bruen from UBS Financial Services Inc.Jan 17, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Paradigm Wealth Advisory LLCFeb 11, 2026 · Chester, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Timothy David Provinsal · Managing Director/Ccocontrolsince 12/2024 · owns 75% or more
Related persons
Schedule D 7.A
- David T Provinsalinsurancey
- David T Provinsalbroker-dealery
- Paradigm Wealth Advisory LLCinvestment adviseryRAUM $201M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bridgewater, Nj · principal | 8 | 4 | 0 | ||
| Chester, Nj | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bridgewater, NJ3 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 102.0 to 644.0 (+531.0%) between the annual amendments of 2025-04-02 and 2026-03-30; the peer median change was +3.0% (3309 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 100% percentile
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 88.0% to 36.0% between the annual amendments of 2025-04-02 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $182,812,046 to $425,065,996 (+133.0%) between the annual amendments of 2025-04-02 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 153 to 645Feb 3, 2026 to Mar 30, 2026
- Advisory employees · 6 to 8Feb 3, 2026 to Mar 30, 2026
- BD registered reps · 7 to 8Feb 3, 2026 to Mar 30, 2026
- Charity clients · unset to 1.0Feb 3, 2026 to Mar 30, 2026
- HNW clients · 36 to 563Feb 3, 2026 to Mar 30, 2026
- Individual clients · 66 to 81Feb 3, 2026 to Mar 30, 2026
- Employees · 7 to 8Feb 3, 2026 to Mar 30, 2026
- Insurance-licensed employees · 2 to 0Feb 3, 2026 to Mar 30, 2026
- Financial planning clients · 0 to 1-10Feb 3, 2026 to Mar 30, 2026
- State-registered IARs · 7 to 8Feb 3, 2026 to Mar 30, 2026
- Other offices · 2 to 3Feb 3, 2026 to Mar 30, 2026
- Discretionary RAUM · $183M to $425MFeb 3, 2026 to Mar 30, 2026
- HNW RAUM · $161M to $154MFeb 3, 2026 to Mar 30, 2026
- Individual RAUM · $22.1M to $238MFeb 3, 2026 to Mar 30, 2026
- RAUM · $183M to $425MFeb 3, 2026 to Mar 30, 2026
- Advisory employees · 5 to 6Jan 29, 2026 to Feb 3, 2026
- BD registered reps · 6 to 7Jan 29, 2026 to Feb 3, 2026
- Employees · 6 to 7Jan 29, 2026 to Feb 3, 2026
- State-registered IARs · 6 to 7Jan 29, 2026 to Feb 3, 2026
- Advisory employees · 4 to 5Aug 6, 2025 to Jan 29, 2026
- BD registered reps · 5 to 6Aug 6, 2025 to Jan 29, 2026
- Employees · 5 to 6Aug 6, 2025 to Jan 29, 2026
- State-registered IARs · 5 to 6Aug 6, 2025 to Jan 29, 2026
- Advisory employees · 2 to 4Apr 2, 2025 to Aug 6, 2025
- BD registered reps · 4 to 5Apr 2, 2025 to Aug 6, 2025
- Employees · 4 to 5Apr 2, 2025 to Aug 6, 2025
- Financial planning clients · 0 to 0Apr 2, 2025 to Aug 6, 2025
- State-registered IARs · 4 to 5Apr 2, 2025 to Aug 6, 2025
- Other offices · 1 to 2Apr 2, 2025 to Aug 6, 2025
- Accounts · 0 to 153Jan 20, 2025 to Apr 2, 2025
- Advisory employees · 1 to 2Jan 20, 2025 to Apr 2, 2025
- BD registered reps · 1 to 4Jan 20, 2025 to Apr 2, 2025
- Business name · PARADIGM ADVISOR GROUP, LLC to PARADIGM INVESTMENT ADVISORY, LLCJan 20, 2025 to Apr 2, 2025
- HNW clients · unset to 36.0Jan 20, 2025 to Apr 2, 2025
- Individual clients · unset to 66.0Jan 20, 2025 to Apr 2, 2025
- Employees · 1 to 4Jan 20, 2025 to Apr 2, 2025
- Insurance-licensed employees · 1 to 2Jan 20, 2025 to Apr 2, 2025
- State-registered IARs · 1 to 4Jan 20, 2025 to Apr 2, 2025
- Legal name · PARADIGM ADVISOR GROUP, LLC to PARADIGM INVESTMENT ADVISORY, LLCJan 20, 2025 to Apr 2, 2025
- Discretionary RAUM · $0 to $183MJan 20, 2025 to Apr 2, 2025
Signals
3 dated events
- Paradigm Investment Advisory, Llc reported RAUM $425.1M, up 133% from $182.8M (2026-02-03 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- 3 advisors left Paradigm Wealth Advisory LLC (Chester, NJ) for Paradigm Investment Advisory, LLC on the same dayFeb 11, 2026 · Team lift-out · derived
- Paradigm Advisor Group, Llc filed its initial SEC registration (Form ADV)Dec 12, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- djprovinsal@paradigm-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dprovinsal@paradigm-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lmiller@paradigm-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sgill@paradigm-partners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 908-864-8102reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/paradigm-wealth-partners-llc/?viewAsMemreportedpublic record, Form ADV, Sep 18, 2026
- Website
- paradigm-partners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 908-450-7402reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026